Welfare broker

MARK III BROKERAGE INC

Mailing address (most recent filing)

211 GREENWICH ROAD

CHARLOTTE, NC 28211

Total comp: $1.4M
Commissions: $1.4M
Fees: $17K
Filings: 9
Sponsors: 9

Carrier mix

Where MARK III BROKERAGE INC places premium. Concentrated in 1-2 carriers = captive distribution; spread across many = open-architecture broker.

SUN LIFE ASSURANCE COMPANY OF CANADA50.0%
THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA50.0%

Top carrier partners

Carriers ranked by plan count placed.

Carrier	Plans	Premium	Share
SUN LIFE ASSURANCE COMPANY OF CANADA	1	$856K	50.0%
THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA	1	$138K	50.0%

Top states · with penetration index

Plan count by state. Index > 1.0means over-indexed vs the broker's national share.

State	Plans	Premium	State share	Index
NC	2	$994K	0.1%	47.73x

Top industries by premium

NAICS-2 sectors where this broker places the most welfare premium.

Sponsor-size mix

Plan count by total participants. Reveals whether this broker is a mid-market player or jumbo-employer specialist.

Broker compensation as % of premium

Distribution of MARK III BROKERAGE INC's plans by broker comp / premium ratio. Median 21.11% vs welfare-wide median 6.29% (n=2).

Prospect-flag exposure · vs market baseline

Share of MARK III BROKERAGE INC's book where each ERISA welfare flag is tripped, alongside the market-wide rate.

1-2 of 2 sponsors where MARK III BROKERAGE INC is the primary broker (latest filing per plan)

Sponsor	Loc	Premium	Comp	Carrier
RCR ENTERPRISES, LLC. EMPLOYEE BENEFIT PLAN RCR ENTERPRISES, LLC. EMPLOYEE BENEFIT PLAN	NC	$856K	$95K	SUNLIFE ASSURANCE COMPANY OF CANADA
GHA AUTISM SUPPORTS GHA AUTISM SUPPORTS HEALTH PLAN	NC	$138K	$43K	GUARDIAN

Carrier

Plans

Premium

SUN LIFE ASSURANCE COMPANY OF CANADA

$856K

50.0%

THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA

$138K

50.0%

State

Plans

Premium

State share

Index

$994K

0.1%

47.73x

Sponsor

Loc

Premium

Comp

Carrier

RCR ENTERPRISES, LLC. EMPLOYEE BENEFIT PLAN

$856K

$95K

SUNLIFE ASSURANCE COMPANY OF CANADA

GHA AUTISM SUPPORTS

GHA AUTISM SUPPORTS HEALTH PLAN

$138K

$43K

GUARDIAN