Welfare broker

AMERIPRISE FINANCIAL SERVICES, INC.

Mailing address (most recent filing)

1521 AMERIPRISE FINANCIAL CENTER

MINNEAPOLIS, MN 55474

Total comp: $45K
Commissions: $43K
Fees: $2K
Filings: 6
Sponsors: 6

Carrier mix

Where AMERIPRISE FINANCIAL SERVICES, INC. places premium. Concentrated in 1-2 carriers = captive distribution; spread across many = open-architecture broker.

CONSECO LIFE INSURANCE COMPANY100.0%

Top carrier partners

Carriers ranked by plan count placed.

Carrier	Plans	Premium	Share
CONSECO LIFE INSURANCE COMPANY	1	$2K	100.0%

Top states · with penetration index

Plan count by state. Index > 1.0means over-indexed vs the broker's national share.

State	Plans	Premium	State share	Index
PA	1	$2K	0.0%	23.98x

Top industries by premium

NAICS-2 sectors where this broker places the most welfare premium.

Sponsor-size mix

Plan count by total participants. Reveals whether this broker is a mid-market player or jumbo-employer specialist.

Broker compensation as % of premium

Distribution of AMERIPRISE FINANCIAL SERVICES, INC.'s plans by broker comp / premium ratio. Median 2477.62% vs welfare-wide median 6.29% (n=1).

Prospect-flag exposure · vs market baseline

Share of AMERIPRISE FINANCIAL SERVICES, INC.'s book where each ERISA welfare flag is tripped, alongside the market-wide rate.

1-1 of 1 sponsor where AMERIPRISE FINANCIAL SERVICES, INC. is the primary broker (latest filing per plan)

Sponsor	Loc	Premium	Comp	Carrier
K-FAB, INC. K-FAB, INC. 401(K) PROFIT SHARING PLAN	PA	$2K	$41K	CONSECO LIFE INSURANCE COMPANY