No insurance carriers on this filing. Self-funded welfare plans typically pay TPAs and PBMs through Schedule C, not Schedule A.
No brokers reported on this filing.
| Provider | Services | Address | Compensation |
|---|---|---|---|
| BUCKINGHAM STRATEGIC WEALTH LL EIN 20-8306720 NONE | Direct payment from the plan; Investment advisory (participants) Service code 26 | — | $225K |
| SCHWAB RETIREMENT PLAN SERVICES,INC EIN 34-1479833 NONE | Direct payment from the plan; Investment advisory (participants); Recordkeeping and information management (computing, tabulating, data processing, etc.); Recordkeeping fees Service code 15 | — | $204K |
| ASPIRIANT LLC EIN 26-1518255 NONE | Investment advisory (participants); Direct payment from the plan Service code 26 | — | $69K |
| SOLARIS ADVISORS EIN 84-1734245 NONE | Direct payment from the plan; Investment advisory (participants) Service code 26 | — | $42K |
| BNY MELLON NATIONAL ASSOC EIN 25-0659306 NONE | Direct payment from the plan; Investment advisory (participants) Service code 26 | — | $32K |
| HEMINGTON WEALTH MANAGEMENT LL EIN 46-3425132 NONE | Investment advisory (participants); Direct payment from the plan Service code 26 | — | $23K |
| CALLAN CAPITAL LLC EIN 20-8228510 NONE | Investment advisory (participants); Direct payment from the plan Service code 26 | — | $19K |
| DESTINATION WEALTH MANAGEMENT EIN 56-2326959 NONE | Investment advisory (participants); Direct payment from the plan Service code 26 | — | $17K |
| LYELL WEALTH MANAGEMENT LP EIN 81-1713122 NONE | Direct payment from the plan; Investment advisory (participants) Service code 26 | — | $13K |
| FIRST REPUBLIC INVESTMENT MANA EIN 22-3623353 NONE | Direct payment from the plan; Investment advisory (participants) Service code 26 | — | $11K |
| SILICON VALLEY WEALTH ADVISORS EIN 77-0529771 NONE | Investment advisory (participants); Direct payment from the plan Service code 26 | — | $10K |
| KAREL CAPITAL INC EIN 94-3123312 NONE | Direct payment from the plan; Investment advisory (participants) Service code 26 | — | $7K |
| CORIENT PRIVATE WEALTH LLC EIN 88-0967642 NONE | Direct payment from the plan; Investment advisory (participants) Service code 26 | — | $7K |
| BLACKROCK INVESTMENT MANAGEMEN EIN 20-5319476 NONE | Direct payment from the plan; Investment advisory (participants) Service code 26 | — | $7K |
| PRIVATE OCEAN EIN 20-5742052 NONE | Investment advisory (participants); Direct payment from the plan Service code 26 | — | $6K |
| CHARLES SCHWAB & CO., INC. EIN 94-1737782 NONE | Securities brokerage commissions and fees; Float revenue; Direct payment from the plan; Securities brokerage; Shareholder servicing fees Service code 33 | — | $5K |
| CHARLES SCHWAB & CO.INC. AND AFFIL | Shareholder servicing fees Service code 59 | — | $0 |
Benefits declared on the Form 5500 main form (✓ = also has a Schedule A insurance contract; otherwise the benefit is funded out of plan assets or via a Schedule C TPA).
The plan reports several different headcounts depending on which form you read. Each one measures a different slice of the population.
| Active participants | 2,099 | Currently employed and enrolled or eligible. |
| Retired/separated still receiving benefits | 0 | Continuation coverage (COBRA, retiree health). |
| Retired/separated still eligible | 1,158 | Vested but not currently using benefits. |
| Beneficiaries receiving benefits | 16 | Spouses or dependents with eligibility independent of the participant. |
| Total participants (= "Plan participants" tile) | 3,273 | Active + retired/separated + beneficiaries. No dependents. |
No Schedule A insurance contracts on this filing — typical of fully self-funded plans, where the only headcount is the Form 5500 number above.
Why the numbers differ. Form 5500 line 6 counts employees + retirees + beneficiaries; no dependents. Schedule A persons-covered counts everyone enrolled, including spouses and children, so it usually exceeds line 6 by 30-60% on a working-age workforce. The medical row is normally the broadest single line because it has the highest take-up; dental/vision/life often dip below it. Stop-loss / reinsurance contracts sometimes report the carrier's full underwriting pool rather than this filer's headcount; the row is shown for transparency but shouldn't be read as "people in this plan."
Self-funded plan with no stop-loss carrier attached. Catastrophic-risk exposure; stop-loss specialist sales target.
Schedule A presence shifted between filings (insured ↔ self-funded, or new contracts added/removed). Capture the transition window.