No insurance carriers on this filing. Self-funded welfare plans typically pay TPAs and PBMs through Schedule C, not Schedule A.
No brokers reported on this filing.
| Provider | Services | Address | Compensation |
|---|---|---|---|
| SCHWAB RETIREMENT PLAN SERVICES,INC EIN 34-1479833 NONE | Recordkeeping and information management (computing, tabulating, data processing, etc.); Direct payment from the plan; Investment advisory (participants); Recordkeeping fees Service code 15 | — | $81K |
| BALLENTINE PARTNERS LLC EIN 27-1557796 NONE | Direct payment from the plan; Investment advisory (participants) Service code 26 | — | $49K |
| LINSCOMB & WEALTH INC EIN 20-3395446 NONE | Direct payment from the plan; Investment advisory (participants) Service code 26 | — | $45K |
| FISHER INVESTMENTS EIN 20-2480800 NONE | Direct payment from the plan; Investment advisory (participants) Service code 26 | — | $26K |
| CORIENT EIN 88-0967642 NONE | Investment advisory (participants); Direct payment from the plan Service code 26 | — | $25K |
| ASCENSION CAPITAL ADVISORS INC EIN 76-0532578 NONE | Direct payment from the plan; Investment advisory (participants) Service code 26 | — | $20K |
| LUTHER KING CAPITAL MANAGEMENT EIN 75-0163033 NONE | Direct payment from the plan; Investment advisory (participants) Service code 26 | — | $18K |
| BENJAMIN A BROWN EIN 05-9368991 NONE | Investment advisory (participants); Direct payment from the plan Service code 26 | — | $16K |
| PENN DAVIS MCFARLAND INC EIN 75-1544973 NONE | Investment advisory (participants); Direct payment from the plan Service code 26 | — | $12K |
| MARINER LLC EIN 20-4553256 NONE | Investment advisory (participants); Direct payment from the plan Service code 26 | — | $11K |
| CAMBRIDGE INVESTMENT RESEARCH EIN 39-1897480 NONE | Direct payment from the plan; Investment advisory (participants) Service code 26 | — | $11K |
| CHARLES SCHWAB & CO., INC. EIN 94-1737782 NONE | Float revenue; Securities brokerage commissions and fees; Securities brokerage; Shareholder servicing fees; Direct payment from the plan Service code 33 | — | $3K |
| CHARLES SCHWAB & CO.,INC. AND AFFIL | Shareholder servicing fees Service code 59 | — | $0 |
Benefits declared on the Form 5500 main form (✓ = also has a Schedule A insurance contract; otherwise the benefit is funded out of plan assets or via a Schedule C TPA).
The plan reports several different headcounts depending on which form you read. Each one measures a different slice of the population.
| Active participants | 844 | Currently employed and enrolled or eligible. |
| Retired/separated still receiving benefits | 0 | Continuation coverage (COBRA, retiree health). |
| Retired/separated still eligible | 929 | Vested but not currently using benefits. |
| Beneficiaries receiving benefits | 20 | Spouses or dependents with eligibility independent of the participant. |
| Total participants (= "Plan participants" tile) | 1,793 | Active + retired/separated + beneficiaries. No dependents. |
No Schedule A insurance contracts on this filing — typical of fully self-funded plans, where the only headcount is the Form 5500 number above.
Why the numbers differ. Form 5500 line 6 counts employees + retirees + beneficiaries; no dependents. Schedule A persons-covered counts everyone enrolled, including spouses and children, so it usually exceeds line 6 by 30-60% on a working-age workforce. The medical row is normally the broadest single line because it has the highest take-up; dental/vision/life often dip below it. Stop-loss / reinsurance contracts sometimes report the carrier's full underwriting pool rather than this filer's headcount; the row is shown for transparency but shouldn't be read as "people in this plan."
Self-funded plan with no stop-loss carrier attached. Catastrophic-risk exposure; stop-loss specialist sales target.