Filings through .
No insurance carriers on this filing. Self-funded welfare plans typically pay TPAs and PBMs through Schedule C, not Schedule A.
No brokers reported on this filing.
| Provider | Services | Address | Compensation |
|---|---|---|---|
| MORGAN STANLEY SMITH BARNEY EIN 26-4310844 NONE | Direct payment from the plan; Investment advisory (plan); Custodial (securities) Service code 19 | — | $1.2M |
| WILSON MCSHANE CORPORATION EIN 39-1126909 NONE | Accounting (including auditing); Claims processing; Recordkeeping and information management (computing, tabulating, data processing, etc.); Contract Administrator; Direct payment from the plan Service code 10 | — | $422K |
| WCM INVESTMENT MANAGEMENT NONE | Direct payment from the plan; Investment management Service code 28 | 28 BROOKS ST LAGUNA BEACH, CA 92651 | $353K |
| EAGLE CAPITAL MANAGEMENT, LLC EIN 22-3361201 NONE | Investment management; Direct payment from the plan Service code 28 | — | $232K |
| AMERICAN REALTY ADVISORS EIN 95-4871432 NONE | Investment management; Investment management fees paid directly by plan Service code 28 | — | $226K |
| CENTERSQUARE INVESTMENT MANAGEMENT NONE | Investment management fees paid directly by plan; Investment management Service code 28 | 630 WEST GERMANTOWN PIKE PLYMOUTH MEETING, PA 19462 | $86K |
| CUNI, RUST, STRENK, INC. EIN 31-1227755 NONE | Actuarial; Direct payment from the plan Service code 11 | — | $66K |
| NATIONAL INVESTMENT SERVICES EIN 20-0005644 NONE | Investment management; Direct payment from the plan Service code 28 | — | $54K |
| WATKINS PAWLICK CALATI & PRIFTI, PC EIN 83-2893229 SEE ATTACHED | Legal; Direct payment from the plan Service code 29 | — | $43K |
| METROPOLITAN WEST ASSET MANAGEMENT NONE | Investment management; Investment management fees paid directly by plan Service code 28 | 865 SOUTH FIGUROA STREET LOS ANGELES, CA 90017 | $42K |
| BENDA, GRACE, STULZ & COMPANY, P.C. EIN 38-2284921 NONE | Accounting (including auditing); Direct payment from the plan Service code 10 | — | $29K |
| HONSA-BINDER PRINTING NONE | Direct payment from the plan; Copying and duplicating Service code 36 | 1065 PHALEN BOULEVARD ST. PAUL, MN 55106 | $6K |
| ALLSPRING GLOBAL INVESTMENT NONE | Investment management fees paid directly by plan; Investment management Service code 28 | 417 E. CHICAGO ST. MILWAUKEE, WI 53202 | $0 |
| DELAWARE/MONDRIAN INT'L ADR NONE | Investment management; Investment management fees paid directly by plan Service code 28 | 100 INDEPENDENCE PHILADELPHIA, PA 191062354 | $0 |
| EIP ENERGY INFR & MLP STR NONE | Investment management fees paid directly by plan; Investment management Service code 28 | 10 WRIGHT STREET WESTPORT, CT 06880 | $0 |
| GENEVA CAPITAL NONE | Investment management fees paid directly by plan; Investment management Service code 28 | 1311 BROADWAY ST ALEXANDRIA, MN 56308 | $0 |
| JOHN HANCOCK NONE | Investment management fees paid directly by plan; Investment management Service code 28 | 200 BERKLEY ST BOSTON, MA 02108 | $0 |
| LOOMIS SAYLES NONE | Investment management fees paid directly by plan; Investment management Service code 28 | ONE FINANCIAL CENTER BOSTON, MA 02109 | $0 |
Benefits declared on the Form 5500 main form (✓ = also has a Schedule A insurance contract; otherwise the benefit is funded out of plan assets or via a Schedule C TPA).
The plan reports several different headcounts depending on which form you read. Each one measures a different slice of the population.
| Active participants | 2,692 | Currently employed and enrolled or eligible. |
| Retired/separated still receiving benefits | 1,596 | Continuation coverage (COBRA, retiree health). |
| Retired/separated still eligible | 1,049 | Vested but not currently using benefits. |
| Beneficiaries receiving benefits | 368 | Spouses or dependents with eligibility independent of the participant. |
| Total participants (= "Plan participants" tile) | 5,705 | Active + retired/separated + beneficiaries. No dependents. |
No Schedule A insurance contracts on this filing — typical of fully self-funded plans, where the only headcount is the Form 5500 number above.
Why the numbers differ. Form 5500 line 6 counts employees + retirees + beneficiaries; no dependents. Schedule A persons-covered counts everyone enrolled, including spouses and children, so it usually exceeds line 6 by 30-60% on a working-age workforce. The medical row is normally the broadest single line because it has the highest take-up; dental/vision/life often dip below it. Stop-loss / reinsurance contracts sometimes report the carrier's full underwriting pool rather than this filer's headcount; the row is shown for transparency but shouldn't be read as "people in this plan."
Self-funded plan with no stop-loss carrier attached. Exposed to catastrophic claims. Stop-loss sales target.