No insurance carriers on this filing. Self-funded welfare plans typically pay TPAs and PBMs through Schedule C, not Schedule A.
No brokers reported on this filing.
| Provider | Services | Address | Compensation |
|---|---|---|---|
| MORGAN STANLEY SMITH BARNEY EIN 26-4310632 NONE | Custodial (securities); Direct payment from the plan; Investment advisory (plan) Service code 19 | — | $103K |
| WILSON MCSHANE CORPORATION EIN 39-1126909 NONE | Direct payment from the plan; Recordkeeping and information management (computing, tabulating, data processing, etc.); Claims processing; Contract Administrator; Accounting (including auditing) Service code 10 | — | $28K |
| UNITED ACTUARIAL SERVICES EIN 35-2156428 NONE | Actuarial; Direct payment from the plan Service code 11 | — | $22K |
| WATKINS PAWLICK CALATI & PRITI PC EIN 83-2893229 NONE | Legal; Direct payment from the plan Service code 29 | — | $17K |
| BENDA, GRACE, STULZ & COMPANY, P.C. EIN 38-2284921 NONE | Direct payment from the plan; Accounting (including auditing) Service code 10 | — | $16K |
| THE BRENTWOOD COMPANIES NONE | Consulting (pension); Direct payment from the plan Service code 17 | 3000 N. OCEAN DR 6D WEST PALM BEACH, FL 33404 | $15K |
| HONSA BINDER PRINTING COMPANY NONE | Direct payment from the plan; Copying and duplicating Service code 36 | 1065 PHALEN BOULEVARD ST. PAUL, MN 55106 | $9K |
| ARISTOTLE NONE | Investment management; Investment management fees paid indirectly by plan Service code 28 | 489 FIFTH AVENUE, 10TH FL NEW YORK, NY 10017 | $0 |
| CION ADVISORS NONE | Investment management fees paid indirectly by plan; Investment management Service code 28 | 100 PARK AVENUE, 25TH FLR NEW YORK, NY 10017 | $0 |
| CLEARBRIDGE INVESTMENTS, LLC NONE | Investment management fees paid indirectly by plan; Investment management Service code 28 | 620 EIGHT AVE., 48TH FLR NEW YORK, NY 10018 | $0 |
| COHEN & STEERS NONE | Investment management fees paid indirectly by plan; Investment management Service code 28 | 280 PARK AVENUE, 10TH FLR NEW YORK, NY 10017 | $0 |
| EDGE ASSET MANAGEMENT NONE | Investment management fees paid indirectly by plan; Investment management Service code 28 | 601 UNION ST. SUITE 2200 SEATTLE, WA 98101 | $0 |
| JOHN HANCOCK NONE | Investment management fees paid indirectly by plan; Investment management Service code 28 | P.O. BOX 55913 BOSTON, MA 022055913 | $0 |
| KAYNE ANDERSON RUDNICK INVESTMENT NONE | Investment management fees paid indirectly by plan; Investment management Service code 28 | 1800 AVENUE OF THE STARS LOS ANGELES, CA 90067 | $0 |
| MARTIN CURRIE NONE | Investment management; Investment management fees paid indirectly by plan Service code 28 | 100 INTERNATIONAL DROVE BALTIMORE, MD 21202 | $0 |
| WESTERN ASSET MANAGEMENT NONE | Investment management fees paid indirectly by plan; Investment management Service code 28 | 385 EAST COLORADO BLVD. PASEDENA, CA 91101 | $0 |
Benefits declared on the Form 5500 main form (✓ = also has a Schedule A insurance contract; otherwise the benefit is funded out of plan assets or via a Schedule C TPA).
The plan reports several different headcounts depending on which form you read. Each one measures a different slice of the population.
| Active participants | 249 | Currently employed and enrolled or eligible. |
| Retired/separated still receiving benefits | 118 | Continuation coverage (COBRA, retiree health). |
| Retired/separated still eligible | 117 | Vested but not currently using benefits. |
| Beneficiaries receiving benefits | 31 | Spouses or dependents with eligibility independent of the participant. |
| Total participants (= "Plan participants" tile) | 515 | Active + retired/separated + beneficiaries. No dependents. |
No Schedule A insurance contracts on this filing — typical of fully self-funded plans, where the only headcount is the Form 5500 number above.
Why the numbers differ. Form 5500 line 6 counts employees + retirees + beneficiaries; no dependents. Schedule A persons-covered counts everyone enrolled, including spouses and children, so it usually exceeds line 6 by 30-60% on a working-age workforce. The medical row is normally the broadest single line because it has the highest take-up; dental/vision/life often dip below it. Stop-loss / reinsurance contracts sometimes report the carrier's full underwriting pool rather than this filer's headcount; the row is shown for transparency but shouldn't be read as "people in this plan."
Self-funded plan with no stop-loss carrier attached. Catastrophic-risk exposure; stop-loss specialist sales target.