No insurance carriers on this filing. Self-funded welfare plans typically pay TPAs and PBMs through Schedule C, not Schedule A.
No brokers reported on this filing.
| Provider | Services | Address | Compensation |
|---|---|---|---|
| SCHWAB RETIREMENT PLAN SERVICES,INC EIN 34-1479833 NONE | Recordkeeping and information management (computing, tabulating, data processing, etc.); Direct payment from the plan; Investment advisory (participants); Recordkeeping fees Service code 15 | — | $225K |
| FISHER INVESTMENTS EIN 20-2480800 NONE | Investment advisory (participants); Direct payment from the plan Service code 26 | — | $51K |
| DYNAMIC WEALTH ADVISORS EIN 26-3945512 NONE | Investment advisory (participants); Direct payment from the plan Service code 26 | — | $16K |
| ENVESTNET ASSET MANAGEMENT INC EIN 36-4319587 NONE | Investment advisory (participants); Direct payment from the plan Service code 26 | — | $13K |
| PRIVATE OCEAN EIN 20-5742052 NONE | Investment advisory (participants); Direct payment from the plan Service code 26 | — | $9K |
| STEELPEAK WEALTH LLC NONE | Direct payment from the plan; Investment advisory (participants) Service code 26 | — | $7K |
| CHARLES SCHWAB & CO., INC. EIN 94-1737782 NONE | Direct payment from the plan; Securities brokerage; Securities brokerage commissions and fees; Shareholder servicing fees; Float revenue Service code 33 | — | $2K |
| CHARLES SCHWAB & CO.INC. AND AFFIL | Shareholder servicing fees Service code 59 | — | $0 |
Benefits declared on the Form 5500 main form (✓ = also has a Schedule A insurance contract; otherwise the benefit is funded out of plan assets or via a Schedule C TPA).
The plan reports several different headcounts depending on which form you read. Each one measures a different slice of the population.
| Active participants | 1,817 | Currently employed and enrolled or eligible. |
| Retired/separated still receiving benefits | 0 | Continuation coverage (COBRA, retiree health). |
| Retired/separated still eligible | 1,228 | Vested but not currently using benefits. |
| Beneficiaries receiving benefits | 15 | Spouses or dependents with eligibility independent of the participant. |
| Total participants (= "Plan participants" tile) | 3,060 | Active + retired/separated + beneficiaries. No dependents. |
No Schedule A insurance contracts on this filing — typical of fully self-funded plans, where the only headcount is the Form 5500 number above.
Why the numbers differ. Form 5500 line 6 counts employees + retirees + beneficiaries; no dependents. Schedule A persons-covered counts everyone enrolled, including spouses and children, so it usually exceeds line 6 by 30-60% on a working-age workforce. The medical row is normally the broadest single line because it has the highest take-up; dental/vision/life often dip below it. Stop-loss / reinsurance contracts sometimes report the carrier's full underwriting pool rather than this filer's headcount; the row is shown for transparency but shouldn't be read as "people in this plan."
Self-funded plan with no stop-loss carrier attached. Catastrophic-risk exposure; stop-loss specialist sales target.