Filings through Oct 24, 2026.

Retirement plan

Planmember Pooled Employer Plan

Name: PLANMEMBER SECURITIES CORPORATION - PLANMEMBER POOLED EMPLOYER PLAN (2025) Form 5500
Creator: PLANMEMBER SECURITIES CORPORATION
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, PLANMEMBER POOLED EMPLOYER PLAN, PLANMEMBER SECURITIES CORPORATION

Planmember Securities CorporationEIN 95-3706234Plan #001PY 2025

6187 CARPINTERIA AVENUE - CARPINTERIA, CA 93013800-874-6910

Prospect flagsLow assets / participantLow participant contributionFailed to transmit contributionsCorrective distributionsFew collective trustsFund lineup: 14 funds, $14.1M

How to read this page

Total assets (EOY)

$15.1M

No prior year

Total participants

697

No prior year

Average account balance

$26,741

No prior year

Annual return

0.00%

No prior year

Benchmarks

See 3,283 peers

Peer group

Industry54 - Professional, Scientific, and Technical Services

Plan typeDefined contribution

Participants250-999

Cohort3,283 peers

Snapshot2025

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Analytics

Less than 3 years of history available for this plan

We'll show a chart here once at least 3 consecutive filings are on record.

Service providers

Top 2 by compensation

Provider	Service type	Compensation
MILLIMAN, INC.1+ years Service code 15 · EIN 91-0675641	Recordkeeping	$45,482
PLANMEMBER SECURITIES CORPORATION1+ years Service code 27 · EIN 95-3706234	Advisory (Plan)	$45,354

Fund lineup

CSV with Pro

14 funds of $250K or more; 26 lines in all, holding $14.1M of the plan's $15.1M. From the 2025 filing. Recordkeeper: Milliman.

In collective trusts0%median 0% for plans of $5M to $50M (40,338 plans)

In index funds79%median 22% for plans of $5M to $50M (40,338 plans)

In the main target-date series0%median 38% for plans of $5M to $50M (40,338 plans)

Employer stockNo

Fund	Manager	Vehicle	Dollars	% of funds%
Vanguard Value Index Fund Admiral Shares Vanguard · Mutual fund Index	Vanguard	Mutual fund	$2.3M	16.4%
Fidelity Large Cap Growth Index Fund Fidelity (FMR) · Mutual fund Index	Fidelity (FMR)	Mutual fund	$2.0M	14.3%
Fidelity Total International Index Fund Fidelity (FMR) · Mutual fund Index	Fidelity (FMR)	Mutual fund	$1.4M	10.0%
Vanguard Intermediate-Term Investment-Grade Fund Admiral Shares Vanguard · Mutual fund	Vanguard	Mutual fund	$1.1M	8.1%
Vanguard Intrm Trsy Indx Adm Vanguard · Mutual fund Index	Vanguard	Mutual fund	$1.1M	8.0%
Vanguard Small-Cap Value Index Fund Admiral Shares Vanguard · Mutual fund Index	Vanguard	Mutual fund	$930K	6.6%
Vanguard Short-Term Investment-Grade Fund Admiral Shares Vanguard · Mutual fund	Vanguard	Mutual fund	$908K	6.4%
Vanguard Mid-Cap Value Index Fund Admiral Shares Vanguard · Mutual fund Index	Vanguard	Mutual fund	$686K	4.9%
Vanguard High-Yield Corporate Fund Admiral Shares Vanguard · Mutual fund	Vanguard	Mutual fund	$585K	4.2%
Vanguard European Stock Index Fund Admiral Shares Vanguard · Mutual fund Index	Vanguard	Mutual fund	$484K	3.4%

See the other 16 lines in this lineup with Pro.

Covers 71,097 large plans that list their funds in their annual filing. Updated Nov 3, 2026. Shares describe these plans, not the whole market.

Plan features & details

Pension benefit codes2A2E2F2G2J2K2S2T2W3B3D3F3H

Plan features

2A
Age/service weighted or new comparability plan
Age/service weighted plan where allocations are based on age service or age and service; or new comparability or similar plan where allocations are based on participant classifications consisting entirely or predominantly of highly compensated employees or the plan provides an additional allocation rate on compensation above a specified threshold that exceeds the permitted disparity limits of Code section 401(l).
2E
Profit-sharing
Profit-sharing plan.
2F
ERISA section 404(c) plan
This plan or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1 (shifting investment responsibility to participants).
2G
Total participant-directed account plan
Participants have the opportunity to direct the investment of all of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
2K
Code section 401(m) arrangement
Employee contributions are allocated to separate accounts under the plan or employer contributions are based in whole or in part on employee deferrals or contributions to the plan. Not applicable to 401(k) plans with only QNECs and/or QMACs or to 403(b)(1) 403(b)(7) or 408 arrangements.
2S
Automatic enrollment
Plan provides for automatic enrollment in plan that has elective contributions deducted from payroll.
2T
Default investment account
Total or partial participant-directed account plan where plan uses a default investment account for participants who fail to direct assets in their account.
3B
Plan covering self-employed individuals
Plan covering self-employed individuals.
3D
Pre-approved pension plan
A master prototype or volume submitter plan that is the subject of a favorable opinion or advisory letter from the IRS.
3F
Leased employees
Plan sponsor(s) received services of leased employees as defined in Code section 414(n) during the plan year.
3H
Controlled group member
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b) (c) or (m)).

Opportunity flags

4 tripped

OpportunityLow participant contribution
Participant contribution per participant is in the bottom quintile of the peer cohort.
OpportunityLow assets / participant
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
ComplianceFailed to transmit contributions
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
ComplianceCorrective distributions
Plan reported corrective distributions (failed ADP/ACP testing).

Expense breakdown

Schedule H Part II

Admin total

$108K

$171 / participant

Recordkeeping$108K100.0%

% of EOY assets

0.716%

all-in expense ratio

Categories reported

1 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

Unqualified opinion

The auditor signed off without reservation. This is the cleanest opinion.

Auditor firm: HUTCHINSON AND BLOODGOOD LLP
Auditor EIN: 950858589
Audit fees: (not subdivided)
Opinion code: Unqualified

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Provider

Service type

Compensation

MILLIMAN, INC.1+ years

Service code 15 · EIN 91-0675641

Recordkeeping

$45,482

PLANMEMBER SECURITIES CORPORATION1+ years

Service code 27 · EIN 95-3706234

Advisory (Plan)

$45,354

Fund

Dollars

% of funds%

Vanguard Value Index Fund Admiral Shares

Vanguard · Mutual fund

Index

$2.3M

16.4%

Fidelity Large Cap Growth Index Fund

Fidelity (FMR) · Mutual fund

Index

$2.0M

14.3%

Fidelity Total International Index Fund

Fidelity (FMR) · Mutual fund

Index

$1.4M

10.0%

Vanguard Intermediate-Term Investment-Grade Fund Admiral Shares

Vanguard · Mutual fund

$1.1M

8.1%

Vanguard Intrm Trsy Indx Adm

Vanguard · Mutual fund

Index

$1.1M

8.0%

Vanguard Small-Cap Value Index Fund Admiral Shares

Vanguard · Mutual fund

Index

$930K

6.6%

Vanguard Short-Term Investment-Grade Fund Admiral Shares

Vanguard · Mutual fund

$908K

6.4%

Vanguard Mid-Cap Value Index Fund Admiral Shares

Vanguard · Mutual fund

Index

$686K

4.9%

Vanguard High-Yield Corporate Fund Admiral Shares

Vanguard · Mutual fund

$585K

4.2%

Vanguard European Stock Index Fund Admiral Shares

Vanguard · Mutual fund

Index

$484K

3.4%

Planmember Pooled Employer Plan

Summary metrics

Benchmarksi

Analytics

Service providersi

Fund lineupi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Planmember Pooled Employer Plan

Summary metrics

Benchmarksi

Analytics

Service providersi

Fund lineupi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Fund lineup

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Fund lineup

Opportunity flags

Expense breakdown

Audit opinion