Filings through .
Filed July 8, 2021 (most recent of 3 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
EP WEALTH ADVISORS LLC7 years Filed as: EP WEALTH ADVISORS INC Service code 27 · EIN 33-0152539 | Advisory (Plan) | $63,488 |
Service code 37 · EIN 04-2647786 | Loan Processing | $31,233 |
STRATEGIC ADVISORS, INC.6 years Service code 27 · EIN 04-2654524 | Advisory (Plan) | $18,148 |
29 funds of $250K or more; 27 lines in all, holding $61.5M of the plan's $62.7M. From the 2024 filing. Recordkeeper: Fidelity (FMR).
Target-date series: Vanguard Target Retirement, mutual fund, 25% of fund dollars
| Fund | Dollars | % of funds% |
|---|---|---|
| Vanguard Target Retirement Vanguard · Mutual fund Target-date, 10 vintages | $15.3M | 24.8% |
| JPMorgan Large Cap Growth Fund Class R6 JPMorgan · Mutual fund | $14.0M | 22.8% |
| T. Rowe Price Large-Cap Value Fund T. Rowe Price · Mutual fund | $6.2M | 10.1% |
| Fidelity Government Cash Reserves Fidelity (FMR) · Money market Recordkeeper's own fund | $5.6M | 9.1% |
| Fidelity 500 Index Fund Fidelity (FMR) · Mutual fund IndexRecordkeeper's own fund | $4.0M | 6.5% |
| HL International Equity Portfolio Institutional Class Manager not matched · Mutual fund | $2.5M | 4.0% |
| Fidelity Short-Term Investment Fund Fidelity (FMR) · Mutual fund Recordkeeper's own fund | $2.4M | 3.9% |
| Diversified Bond Fund R6 Class American Century · Mutual fund | $1.9M | 3.1% |
| Causeway Emerging Markets Fund Institutional Class Causeway Capital · Mutual fund | $1.6M | 2.7% |
| Fidelity Mid Cap Index Fund Fidelity (FMR) · Mutual fund IndexRecordkeeper's own fund | $1.2M | 1.9% |
Covers 61,314 large plans that list their funds in their annual filing. Updated Nov 2, 2026. Shares describe these plans, not the whole market.
More than 10% of assets are held in cash - possible menu-design or default-fund problem.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor signed off without reservation. This is the cleanest opinion.