Filed July 8, 2021 (most recent of 3 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
EP WEALTH ADVISORS LLC7 years Filed as: EP WEALTH ADVISORS INC Service code 27 · EIN 33-0152539 | Advisory (Plan) | $63,488 |
Service code 37 · EIN 04-2647786 | Loan Processing | $31,233 |
STRATEGIC ADVISORS, INC.6 years Service code 27 · EIN 04-2654524 | Advisory (Plan) | $18,148 |
More than 10% of assets are held in cash - possible menu-design or default-fund problem.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $166,013 | $107,218+54.8% | $115,768+43.4% | $79,634+108.5% |
| Participation rate | 94.5% | 76.8%+17.7pp | 74.4%+20.1pp | 62.5%+32.0pp |
| Annual return | 15.70% | 15.41%+0.3pp | 100.46%-84.8pp | 36.46%-20.8pp |
| Employer contribution / active EE | $5,351 | $3,627+47.5% | $2,940+82.0% | $2,529+111.6% |
| Participant deferral / active EE | $8,494 | $5,091+66.9% | $4,917+72.8% | $3,835+121.5% |
| Admin fee / account holder | $273 | $576-52.5% | $12,439-97.8% | $1,002-72.7% |