Filed June 22, 1998 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
CHARLES SCHWAB & CO., INC.6 years Filed as: SCHWAB RETIREMENT PLAN SERVICES,INC Service code 15 · EIN 34-1479833 | Recordkeeping | $117,675 |
CHARLES SCHWAB & CO., INC.5 years Filed as: CHARLES SCHWAB & CO.,INC. Service code 59 · EIN 94-1737782 | Shareholder Servicing | $0 |
CHARLES SCHWAB & CO., INC.2 years Filed as: CHARLES SCHWAB & CO.INC.AND AFFIL Service code 59 | Shareholder Servicing | $0 |
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $42,154 | $29,548+42.7% | $56,411-25.3% | $77,643-45.7% |
| Participation rate | 88.9% | 32.7%+56.2pp | 52.5%+36.5pp | 70.6%+18.4pp |
| Annual return | 9.07% | 19.01%-9.9pp | 1701.33%-1692.3pp | 31.24%-22.2pp |
| Employer contribution / active EE | $1,124 | $568+98.0% | $1,039+8.2% | $2,726-58.8% |
| Participant deferral / active EE | $3,910 | $1,061+268.6% | $1,952+100.3% | $4,647-15.9% |
| Admin fee / account holder | $75 | $1,046-92.8% | $2,829-97.3% | $430-82.6% |