Filings through .
See peer percentile detail with Pro.
Pro shows the percentile for each metric against plans of the same size and industry. Free for 7 days, no card. Then $49 a month. Cancel any time.
| Provider | Service type | Compensation |
|---|---|---|
PRINCIPAL LIFE INSURANCE COMPANY10+ years Service code 13 · EIN 42-0127290 | Contract Administrator | $178,633 |
ASSET STRATEGY CONSULTANTS3 years Filed as: ASSET ALLOCATION STRATEGIES, LLC Service code 27 · EIN 27-1606387 | Advisory (Plan) | $81,511 |
EXPAND FINANCIAL2 years Filed as: EXPAND FINANCIAL, LLC Service code 27 · EIN 27-1124147 | Advisory (Plan) | $25,023 |
25 funds of $250K or more; 21 lines in all, holding $82.7M of the plan's $83.6M. From the 2024 filing. Recordkeeper: Principal.
Target-date series: Nuveen Lifecycle Index, mutual fund, 36% of fund dollars
| Fund | Dollars | % of funds% |
|---|---|---|
| Nuveen Lifecycle Index TIAA (Nuveen) · Mutual fund Target-date, 10 vintages | $29.5M | 35.7% |
| Principal Large Cap Stock Index Separ Principal · Insurance contract IndexRecordkeeper's own fund | $15.3M | 18.5% |
| Fidelity Advisor Growth Opportunities Fund Fidelity (FMR) · Mutual fund | $9.0M | 10.9% |
| Unallocated investment contract - Principal Guaranteed Option Principal · Insurance contract Recordkeeper's own fund | $5.3M | 6.4% |
| Principal Small-Cap Stock Index Separate Account Principal · Separate account IndexRecordkeeper's own fund | $3.8M | 4.6% |
| Vanguard International Growth Fund Admiral Shares Vanguard · Mutual fund | $2.7M | 3.2% |
| Principal Mid-Cap Stock Index Separate Account Principal · Separate account IndexRecordkeeper's own fund | $2.6M | 3.2% |
| Blackrock MID CAP Growth Equity Portfolio Class K BlackRock · Mutual fund | $2.4M | 2.9% |
| Columbia Sel MidCp Value I3 Fd Ameriprise (Columbia Threadneedle) · Mutual fund | $2.2M | 2.6% |
| MFS Value Fund R6 MFS (Sun Life) · Mutual fund | $1.7M | 2.1% |
Covers 61,314 large plans that list their funds in their annual filing. Updated Nov 2, 2026. Shares describe these plans, not the whole market.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Annual investment return is in the bottom quintile of the peer cohort.
The auditor signed off without reservation. This is the cleanest opinion.