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| Provider | Service type | Compensation |
|---|---|---|
PRECEPT ADVISORY GROUP1+ years Filed as: PRECEPT GROUP Service code 28 · EIN 93-0959770 | Investment Management | $77,855 |
CHARLES SCHWAB & CO., INC.1+ years Filed as: SCHWAB RETIREMENT PLAN SERVICES Service code 15 · EIN 34-1479833 | Recordkeeping | $15,873 |
CHARLES SCHWAB & CO., INC.1+ years Service code 33 · EIN 94-1737782 | Securities brokerage; Float revenue; ... | $9,506 |
Filed as: HANLON INVESTMENT MANAGEMENT Service code 26 · EIN 22-3723068 | Advisory (Participants) | $5,588 |
CHARLES SCHWAB & CO., INC.1+ years Filed as: CHARLES SCHWAB & CO AND AFFILIATES Service code 59 | Shareholder Servicing | $0 |
CHARLES SCHWAB & CO., INC.1+ years Filed as: CHARLES SCHWAB BANK Service code 25 · EIN 42-1558009 | Directed Trustee | $0 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $193,218 | $48,277+300.2% | $63,244+205.5% | $55,191+250.1% |
| Participation rate | 99.5% | 69.4%+30.1pp | 71.0%+28.4pp | 69.2%+30.3pp |
| Annual return | -1.27% | 2.37%-3.6pp | -70.31%+69.0pp | 10.78%-12.0pp |
| Employer contribution / active EE | $6,546 | $1,592+311.2% | $2,322+181.9% | $1,899+244.8% |
| Participant deferral / active EE | $4,460 | $2,432+83.3% | $2,953+51.0% | $3,046+46.4% |
| Admin fee / account holder | $153 | $86+77.6% | $5,893-97.4% | $91+68.2% |