Filed September 23, 1996 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
MERRILL LYNCH PIERCE FENNER & SMITH10+ years Filed as: MERRILL LYNCH, PIERCE, FENNER AND S Service code 15 · EIN 13-5674085 | Recordkeeping | $96,481 |
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
Assets per participant exceed $250,000 - top-decile high-value plan.
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $371,555 | $115,744+221.0% | $100,391+270.1% | $199,593+86.2% |
| Participation rate | 99.2% | 85.7%+13.6pp | 81.5%+17.7pp | 72.0%+27.3pp |
| Annual return | 13.78% | 17.79%-4.0pp | 49.20%-35.4pp | 34.25%-20.5pp |
| Employer contribution / active EE | $17,001 | $3,657+364.8% | $3,942+331.3% | $3,034+460.3% |
| Participant deferral / active EE | $19,484 | $9,844+97.9% | $8,082+141.1% | $5,087+283.0% |
| Admin fee / account holder | $49 | $93-47.3% | $7,899-99.4% | $269-81.8% |