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| Provider | Service type | Compensation |
|---|---|---|
PRINCIPAL FINANCIAL GROUP11+ years Filed as: PRINCIPAL LIFE INSURANCE COMPANY Service code 13 · EIN 42-0127290 | Contract Administrator | $95,123 |
401(K) ADVISORS INC9 years Service code 27 · EIN 33-0905143 | Advisory (Plan) | $53,266 |
14 funds of $250K or more; 23 lines in all, holding $15.8M of the plan's $16.5M. From the 2025 filing. Recordkeeper: Principal.
Target-date series: Principal LifeTime, collective trust, 54% of fund dollars
| Fund | Dollars | % of funds% |
|---|---|---|
| Principal LifeTime Principal · Collective trust Target-date, 10 vintagesRecordkeeper's own fund | $8.5M | 53.7% |
| Schwab S&P 500 Index Fund Charles Schwab · Mutual fund Index | $2.2M | 13.8% |
| Great Gray flexPATH Index+ Mod Retire R1 Manager not matched · Collective trust Index | $2.0M | 12.8% |
| Pooled Separate Accounts Principal Principal · Separate account Recordkeeper's own fund | $607K | 3.8% |
| Great Gray flexPATH Index Moderat 2035 R1 Manager not matched · Collective trust Index | $540K | 3.4% |
| Great Gray flexPATH Index Moderat 2045 R1 Manager not matched · Collective trust Index | $520K | 3.3% |
| Great Gray flexPATH Index Moderat 2055 R1 Manager not matched · Collective trust Index | $333K | 2.1% |
| Putnam Large CAP Value Fund Class R6 Franklin Templeton · Mutual fund | $240K | 1.5% |
| Prin MidCap S&P 400 Index SA-Z Principal · Insurance contract IndexRecordkeeper's own fund | $110K | 0.7% |
| Fidelity Small Cap Index Fund Fidelity (FMR) · Mutual fund Index | $108K | 0.7% |
Added 1 fund.
| Fund | Year-end value |
|---|---|
| AddedPooled Separate Accounts Principal | $607K |
Stable value and insurance contract lines, renames and class changes are not counted. Left out here: 4 renames.
Changes of at least $250K and 0.1% of the plan between the 2024 and 2025 filings. Values are year-end holdings, not money moved.
Covers 71,097 large plans that list their funds in their annual filing. Updated Nov 3, 2026. Shares describe these plans, not the whole market.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
The auditor signed off without reservation. This is the cleanest opinion.