Filings through .
Filed November 2, 2023 (most recent of 2 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
PRINCIPAL LIFE INSURANCE COMPANY10+ years Service code 13 · EIN 42-0127290 | Contract Administrator | $158,641 |
Filed as: PRINCIPAL GLOBAL INVESTORS, LLC Service code 27 · EIN 42-1479618 | Advisory (Plan) | $23,957 |
12 funds hold $50.4M of the plan's $50.4M. From the 2024 filing. Recordkeeper: Principal.
| Fund | Dollars | % of funds% |
|---|---|---|
| Principal Ldi Intrm Dur Sep Acct-Z Principal · Separate account Recordkeeper's own fund | $22.1M | 43.8% |
| Principal Ldi Long Duration Sa-Z Principal · Separate account Recordkeeper's own fund | $21.0M | 41.8% |
| Principal Diversified International SA-Z Principal · Separate account Recordkeeper's own fund | $1.4M | 2.8% |
| Prin LgCp S&P 500 Index SA-Z Principal · Separate account IndexRecordkeeper's own fund | $1.3M | 2.5% |
| Principal LargeCap Growth I SA-Z Principal · Separate account Recordkeeper's own fund | $941K | 1.9% |
| Principal Equity Income SA-Z Principal · Separate account Recordkeeper's own fund | $934K | 1.9% |
| Principal U.S. Property Sep Acct-Z Principal · Separate account Recordkeeper's own fund | $861K | 1.7% |
| Principal Overseas Sep Acct-Z Principal · Separate account Recordkeeper's own fund | $520K | 1.0% |
| Principal MidCap Value I SA-Z Principal · Separate account Recordkeeper's own fund | $412K | 0.8% |
| Prin MidCap Sep Acct-Z Principal · Separate account Recordkeeper's own fund | $410K | 0.8% |
Covers 61,314 large plans that list their funds in their annual filing. Updated Nov 2, 2026. Shares describe these plans, not the whole market.
| Actuary | Schedule | Address, phone |
|---|---|---|
Gregory C. Shane Principal Financial Group Schedule SB | Schedule SB | Pro |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Annual investment return is in the bottom quintile of the peer cohort.
Retirees and beneficiaries make up 25% or more of total participants - indicates an ageing workforce or a frozen plan.
Plan appears closed to new enrollment or frozen - balance-holders far exceed active participants, or the plan reports active distributions with no inflows. Exclude from peer benchmarks.
The auditor signed off without reservation. This is the cleanest opinion.