Filings through .
See peer percentile detail with Pro.
Pro shows the percentile for each metric against plans of the same size and industry. Free for 7 days, no card. Then $49 a month. Cancel any time.
| Provider | Service type | Compensation |
|---|---|---|
PRINCIPAL FINANCIAL GROUP3+ years Filed as: PRINCIPAL LIFE INSURANCE COMPANY Service code 13 · EIN 42-0127290 | Contract Administrator | $106,213 |
Filed as: MMA SECURITIES LLC Service code 27 · EIN 22-3570392 | Advisory (Plan) | $40,674 |
OSAIC WEALTH INC2 years Service code 27 · EIN 93-0987232 | Advisory (Plan) | $18,913 |
MORNINGSTAR3+ years Filed as: MORNINGSTAR INVESTMENT MANAGEMENT L Service code 26 · EIN 36-4317381 | Advisory (Participants) | $0 |
25 funds of $250K or more; 20 lines in all, holding $45.1M of the plan's $45.3M. From the 2025 filing. Recordkeeper: Principal.
Target-date series: Vanguard Target Retirement, mutual fund, 8% of fund dollars
| Fund | Dollars | % of funds% |
|---|---|---|
| Principal Guaranteed Option Principal · Insurance contract Recordkeeper's own fund | $8.7M | 19.3% |
| JPMorgan Large Cap Growth Fund JPMorgan · Mutual fund | $4.8M | 10.6% |
| Vanguard Target Retirement Vanguard · Mutual fund Target-date, 12 vintages | $3.7M | 8.1% |
| Vanguard Equity Income Fund Investor Shares Vanguard · Mutual fund | $3.6M | 8.0% |
| iShares S&P 500 Index Fund BlackRock · ETF Index | $3.2M | 7.1% |
| Vanguard Total Bond Market Index Fund Investor Shares Vanguard · Mutual fund Index | $2.4M | 5.4% |
| Capital World Growth & Income Fund Capital Group · Mutual fund | $2.2M | 4.9% |
| The Bond Fund of America Manager not matched · Mutual fund | $2.0M | 4.5% |
| Thornburg International Equity Fund Thornburg · Mutual fund | $1.9M | 4.2% |
| Vanguard Mid-Cap Index Fund Investor Shares Vanguard · Mutual fund Index | $1.8M | 3.9% |
No lineup changes between the 2024 and 2025 filings.
Stable value and insurance contract lines, renames and class changes are not counted.
Changes of at least $250K and 0.1% of the plan between the 2024 and 2025 filings. Values are year-end holdings, not money moved.
Covers 71,410 large plans that list their funds in their annual filing. Updated Nov 6, 2026. Shares describe these plans, not the whole market.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor signed off without reservation. This is the cleanest opinion.