Filings through .
Filed December 22, 2009
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
Service code 13 · EIN 42-0127290 | Contract Administrator | $99,430 |
HEISTEN FINANCIAL, LLC3 years Service code 27 · EIN 47-5301169 | Advisory (Plan) | $43,973 |
ASCENSUS LLC2 years Filed as: ASCENSUS Service code 13 · EIN 82-3719843 | Contract Administrator | $6,798 |
10 funds of $250K or more; 17 lines in all, holding $6.6M of the plan's $8.5M. From the 2024 filing. Recordkeeper: Principal.
Target-date series: Principal LifeTime, collective trust, 66% of fund dollars
| Fund | Dollars | % of funds% |
|---|---|---|
| Principal LifeTime Principal · Collective trust Target-date, 10 vintagesRecordkeeper's own fund | $4.4M | 66.4% |
| Fidelity U.S. Sustainability Index Fund Fidelity (FMR) · Mutual fund Index | $551K | 8.3% |
| Principal Blue Chip SA-Z Principal · Separate account Recordkeeper's own fund | $525K | 8.0% |
| Principal Stable Value Z Fund Principal · Stable value Stable valueRecordkeeper's own fund | $299K | 4.5% |
| Diamond Hill Large Cap Fund Diamond Hill · Mutual fund | $256K | 3.9% |
| Buffalo Small Cap Fund Institutional Class Manager not matched · Mutual fund | $120K | 1.8% |
| Ishs Russ Md-Cp Index K Fund Manager not matched · Mutual fund Index | $115K | 1.7% |
| Ishs Russ 2000 SC Index K Fund Manager not matched · Mutual fund Index | $98K | 1.5% |
| Blackrock MID CAP Growth Equity Portfolio Class K BlackRock · Mutual fund | $59K | 0.9% |
| DFA US Vector Eq Prtf Inst Fd Dimensional · Mutual fund | $58K | 0.9% |
Covers 61,314 large plans that list their funds in their annual filing. Updated Nov 2, 2026. Shares describe these plans, not the whole market.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
The auditor signed off without reservation. This is the cleanest opinion.