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| Provider | Service type | Compensation |
|---|---|---|
Filed as: UNITED PLANNERS Service code 33 PO BOX 5750 · SCOTTSDALE, AZ 85261 | Investment management fees paid indir... | $32,682 |
ADP BROKER-DEALER1 year Filed as: ADP INC Service code 33 · EIN 13-3036745 29 SAWYER RD · WALTHAM, MA 02453 | Securities brokerage; Investment mana... | $11,433 |
BRINKER CAPITAL4 years Filed as: BRINKER CAPITAL INVESTMENTS Service code 15 · EIN 13-4109249 17605 WRIGHT ST · OMAHA, NE 68130 | Recordkeeping | $7,648 |
NATIONWIDE7 years Service code 33 ONE NATIONWIDE PLAZA · COLUMBUS, OH 43215 | Securities brokerage; Investment mana... | $1,350 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Annual investment return is in the bottom quintile of the peer cohort.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $48,906 | $54,674-10.6% | $76,089-35.7% | $74,429-34.3% |
| Participation rate | 79.9% | 60.3%+19.6pp | 69.1%+10.8pp | 67.2%+12.7pp |
| Annual return | 9.00% | 31.89%-22.9pp | 360.94%-351.9pp | 1368.38%-1359.4pp |
| Employer contribution / active EE | $1,674 | $1,781-6.0% | $2,690-37.8% | $2,625-36.2% |
| Participant deferral / active EE | $2,717 | $3,071-11.5% | $4,259-36.2% | $4,348-37.5% |
| Admin fee / account holder | $398 | $2,238-82.2% | $6,418-93.8% | $1,944-79.5% |