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| Provider | Service type | Compensation |
|---|---|---|
ADP BROKER-DEALER1+ years Filed as: ADP, LLC Service code 15 · EIN 13-3036745 | Recordkeeping | $1,950 |
ADP BROKER-DEALER1+ years Service code 49 · EIN 22-3319984 | Other Services | $0 |
MORGAN STANLEY SMITH BARNEY1+ years Service code 49 601 UNION STREET SUITE 2900 · SEATTLE, WA 98101 | Other Services | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $50,559 | $26,805+88.6% | $59,496-15.0% | $52,331-3.4% |
| Participation rate | 54.7% | 39.3%+15.3pp | 54.6%+0.1pp | 68.1%-13.4pp |
| Annual return | 0.81% | 2.61%-1.8pp | 182.05%-181.2pp | 4.54%-3.7pp |
| Employer contribution / active EE | $982 | $450+118.3% | $1,153-14.8% | $1,882-47.8% |
| Participant deferral / active EE | $2,112 | $916+130.4% | $1,829+15.4% | $3,022-30.1% |
| Admin fee / account holder | $11 | $305-96.4% | $2,232-99.5% | $592-98.1% |