Filings through .
See peer percentile detail with Pro.
Pro shows the percentile for each metric against plans of the same size and industry. Free for 7 days, no card. Then $49 a month. Cancel any time.
| Provider | Service type | Compensation |
|---|---|---|
MERRILL LYNCH PIERCE FENNER & SMITH10+ years Filed as: MERRILL LYNCH, PIERCE, FENNER AND S Service code 15 · EIN 13-5674085 | Recordkeeping | $102,381 |
13 funds of $250K or more; 14 lines in all, holding $47.3M of the plan's $48.1M. From the 2025 filing. Recordkeeper: Bank of America (Merrill).
| Fund | Dollars | % of funds% |
|---|---|---|
| Vanguard Equity Income Fund Admiral Shares Vanguard · Mutual fund | $11.1M | 23.5% |
| Fuller & Thaler Behavioral Small Cap Fund R6 Manager not matched · Mutual fund | $5.6M | 11.8% |
| Victory Sycamore Established Value Fund Class R6 Victory Capital · Mutual fund | $5.2M | 10.9% |
| Morgan Stanley Institutional Fund R6 Morgan Stanley · Mutual fund | $5.0M | 10.6% |
| Interests in Mutual Funds: MFS International Diversified Fund R6 MFS (Sun Life) · Mutual fund | $4.6M | 9.7% |
| Interests in Collective Trust Funds: Invesco Stable Value Retirement Fund Class 1 Invesco · Stable value Stable value | $4.6M | 9.6% |
| Vanguard Growth Index Fund Admiral Shares Vanguard · Mutual fund Index | $2.9M | 6.2% |
| American New World Fund R6 Capital Group · Mutual fund | $2.9M | 6.1% |
| Lord Abbett Bond Debenture Fund INC Class R6 Lord Abbett · Mutual fund | $2.8M | 6.0% |
| Vanguard Total World Stock Index Fund Vanguard · Mutual fund Index | $919K | 1.9% |
Covers 60,908 large plans that list their funds in their annual filing. Updated Nov 2, 2026. Shares describe these plans, not the whole market.
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.