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| Provider | Service type | Compensation |
|---|---|---|
PRINCIPAL FINANCIAL GROUP4+ years Filed as: PRINCIPAL LIFE INSURANCE COMPANY Service code 13 · EIN 42-0127290 | Contract Administrator | $69,608 |
USI INSURANCE SERVICES LLC2 years Filed as: USI ADVISORS, INC. Service code 27 · EIN 06-1397347 | Advisory (Plan) | $33,465 |
18 funds of $250K or more; 13 lines in all, holding $19.8M of the plan's $20.1M. From the 2025 filing. Recordkeeper: Principal.
Target-date series: American Funds Target Date, mutual fund, 47% of fund dollars
| Fund | Dollars | % of funds% |
|---|---|---|
| American Funds Target Date Manager not matched · Mutual fund Target-date, 13 vintages | $9.2M | 46.6% |
| Pioneer Large Cap Grwth Port Cls R1 Collective trust funds Victory Capital · Collective trust | $3.8M | 19.4% |
| Principal Fixed Inc Guar Opt Guaranteed Investment Contract Principal · Insurance contract Recordkeeper's own fund | $2.0M | 9.9% |
| Fidelity 500 Index Fund Fidelity (FMR) · Mutual fund Index | $1.3M | 6.5% |
| BlackRock EAFE Eq Index Fd Cls R Collective trust funds BlackRock · Collective trust Index | $1.0M | 5.2% |
| MFS Val Fd Cls R6 Mutual funds MFS (Sun Life) · Mutual fund | $505K | 2.6% |
| Geneva Small Cap Growth Manager not matched · Collective trust | $445K | 2.2% |
| Fidelity Small Cap Index Fund Fidelity (FMR) · Mutual fund Index | $393K | 2.0% |
| Pgim Total Rtn Bond Fd CIT Cls LP Collective trust funds Prudential (PGIM) · Collective trust | $382K | 1.9% |
| Fidelity Mid Cap Index Fund Fidelity (FMR) · Mutual fund Index | $353K | 1.8% |
Added 7 funds, dropped 2 funds. Moved to another target-date series. Changed share class on 1 fund.
| Fund | Year-end value |
|---|---|
| Target-date switchPrincipal LifeTime (CIT) to American Funds Target Date 2030 Fund | $7.5M to $9.2M |
| Share class changeGreat Gray Large Cap Growth I2 Fund to Pioneer Large Cap Grwth Port Cls R1 Collective trust funds | $4.5M to $3.8M |
| AddedFidelity 500 Index Fund | $1.3M |
Stable value and insurance contract lines, renames and class changes are not counted.
Changes of at least $250K and 0.1% of the plan between the 2024 and 2025 filings. Values are year-end holdings, not money moved.
Covers 71,410 large plans that list their funds in their annual filing. Updated Nov 6, 2026. Shares describe these plans, not the whole market.
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor signed off without reservation. This is the cleanest opinion.