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| Provider | Service type | Compensation |
|---|---|---|
PRINCIPAL FINANCIAL GROUP2 years Filed as: PRINCIPAL LIFE INSURANCE COMPANY Service code 13 · EIN 42-0127290 | Contract Administrator | $53,575 |
PRINCIPAL FINANCIAL GROUP2 years Filed as: PRINCIPAL SECURITIES INC Service code 49 · EIN 42-0941553 | Other Services | $20,092 |
THREE BELL CAPITAL LLC1 year Filed as: THREE BELL CAPITAL Service code 27 · EIN 45-3567626 | Advisory (Plan) | $14,889 |
MORNINGSTAR2 years Filed as: MORNINGSTAR INVESTMENT MANAGEMENT L Service code 26 · EIN 36-4317381 | Advisory (Participants) | $0 |
6 funds of $250K or more; 20 lines in all, holding $4.7M of the plan's $4.8M. From the 2024 filing. Recordkeeper: Principal.
Target-date series: Principal LifeTime, collective trust, 74% of fund dollars
| Fund | Dollars | % of funds% |
|---|---|---|
| Principal LifeTime Principal · Collective trust Target-date, 8 vintagesRecordkeeper's own fund | $3.5M | 73.7% |
| Prin LgCp S&P 500 Index SA-Z Principal · Insurance contract IndexRecordkeeper's own fund | $311K | 6.5% |
| Pooled Separate Accounts Principal Life Insurance Company Principal · Insurance contract Recordkeeper's own fund | $232K | 4.9% |
| Principal Life Insurance Company Prin Capital Appr SA-Z Principal · Insurance contract Recordkeeper's own fund | $147K | 3.1% |
| Prin MidCap S&P 400 Index SA-Z Principal · Insurance contract IndexRecordkeeper's own fund | $116K | 2.4% |
| Prin Fixed Inc Guar Option Principal · Insurance contract Recordkeeper's own fund | $83K | 1.7% |
| JPMorgan Large Cap Value Fund Class R6 JPMorgan · Mutual fund | $59K | 1.2% |
| Fidelity International Index Fund Fidelity (FMR) · Mutual fund Index | $58K | 1.2% |
| Prin MidCap Growth Sep Acct-Z Principal · Insurance contract Recordkeeper's own fund | $55K | 1.2% |
| Registered Investment Company American Century Investments American Century · Mutual fund | $37K | 0.8% |
Covers 71,410 large plans that list their funds in their annual filing. Updated Nov 6, 2026. Shares describe these plans, not the whole market.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor signed off without reservation. This is the cleanest opinion.