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| Provider | Service type | Compensation |
|---|---|---|
MMA SECURITIES LLC1 year Filed as: MMA SECURITIES, LLC Service code 15 · EIN 22-3570392 | Recordkeeping | $8,954 |
ADP BROKER-DEALER2+ years Filed as: ADP, INC. Service code 15 · EIN 13-3036745 | Recordkeeping | $1,515 |
ADP BROKER-DEALER2+ years Service code 59 · EIN 22-3319984 | Shareholder Servicing | $0 |
Fidelity bond coverage is below the ERISA section 412 10%-of-assets minimum (capped at $500,000).
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $33,629 | $101,653-66.9% | $147,080-77.1% | $74,459-54.8% |
| Participation rate | 73.7% | 75.6%-1.9pp | 82.2%-8.5pp | 67.2%+6.5pp |
| Annual return | 26.44% | 8754.98%-8728.5pp | 420.17%-393.7pp | 1369.70%-1343.3pp |
| Employer contribution / active EE | $1,016 | $3,813-73.4% | $4,933-79.4% | $2,626-61.3% |
| Participant deferral / active EE | $4,879 | $7,304-33.2% | $8,066-39.5% | $4,350+12.2% |
| Admin fee / account holder | $69 | $1,752-96.1% | $12,989-99.5% | $1,945-96.5% |