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| Provider | Service type | Compensation |
|---|---|---|
Service code 15 · EIN 35-0145825 | Recordkeeping | $45,882 |
NEPSIS INC1 year Service code 16 · EIN 41-1887702 | Consulting | $18,518 |
Filed as: NORTHWESTERN MUTUAL WM Service code 16 · EIN 39-2018056 | Consulting | $7,917 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $60,812 | $55,437+9.7% | $155,534-60.9% | $74,459-18.3% |
| Participation rate | 59.8% | 61.9%-2.1pp | 78.2%-18.4pp | 67.2%-7.4pp |
| Annual return | 17.33% | 269.58%-252.3pp | 64.92%-47.6pp | 1369.70%-1352.4pp |
| Employer contribution / active EE | $2,303 | $2,266+1.6% | $4,675-50.7% | $2,626-12.3% |
| Participant deferral / active EE | $4,602 | $2,837+62.2% | $5,630-18.3% | $4,350+5.8% |
| Admin fee / account holder | $169 | $1,742-90.3% | $15,900-98.9% | $1,945-91.3% |