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| Provider | Service type | Compensation |
|---|---|---|
Service code 15 · EIN 35-0145825 | Recordkeeping | $45,882 |
NEPSIS INC1 year Service code 16 · EIN 41-1887702 | Consulting | $18,518 |
Filed as: NORTHWESTERN MUTUAL WM Service code 16 · EIN 39-2018056 | Consulting | $7,917 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $60,812 | $55,423+9.7% | $155,602-60.9% | $74,400-18.3% |
| Participation rate | 59.8% | 61.9%-2.1pp | 78.2%-18.4pp | 67.2%-7.4pp |
| Annual return | 17.33% | 269.07%-251.7pp | 64.81%-47.5pp | 1367.51%-1350.2pp |
| Employer contribution / active EE | $2,303 | $2,266+1.7% | $4,675-50.7% | $2,624-12.2% |
| Participant deferral / active EE | $4,602 | $2,835+62.3% | $5,629-18.2% | $4,348+5.8% |
| Admin fee / account holder | $169 | $1,744-90.3% | $15,923-98.9% | $1,944-91.3% |