Filings through .
Filed December 22, 2020
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| Provider | Service type | Compensation |
|---|---|---|
ADP BROKER-DEALER5+ years Filed as: ADP, INC. Service code 15 · EIN 13-3036745 | Recordkeeping | $27,035 |
WELLS FARGO BANK, N.A.4 years Filed as: WELLS FARGO ADVISORS FINANCIAL NETW Service code 15 · EIN 48-1305000 | Recordkeeping | $22,489 |
WALLACE PLESE & DREHER, LLP3 years Filed as: WALLACE, PLESE & DREHER LLP Service code 15 · EIN 86-0841383 | Recordkeeping | $4,671 |
ADP BROKER-DEALER5+ years Service code 49 · EIN 22-3319984 | Other Services | $0 |
6 funds of $250K or more; 18 lines in all, holding $5.2M of the plan's $5.2M. From the 2025 filing. Recordkeeper: ADP.
Target-date series: American Funds Target Date, mutual fund, 66% of fund dollars
| Fund | Dollars | % of funds% |
|---|---|---|
| American Funds Target Date Capital Group · Mutual fund Target-date, 9 vintages | $3.4M | 65.8% |
| Fidelity Index Fund Fidelity (FMR) · Mutual fund Index | $1.0M | 20.1% |
| Vanguard Growth Index Fund Admiral Shares Vanguard · Mutual fund Index | $368K | 7.1% |
| Virtus SGA Global Growth Fund Class R6 Virtus · Mutual fund | $81K | 1.6% |
| Invesco Stable Value Trust Class C Invesco · Stable value Stable value | $52K | 1.0% |
| Fidelity Total Bond Fund Fidelity (FMR) · Mutual fund | $48K | 0.9% |
| ERShares US Small Cap™ Institutional Class Impax · Mutual fund | $36K | 0.7% |
| Vanguard Mid-Cap Growth Index Fund Admiral Shares Vanguard · Mutual fund Index | $35K | 0.7% |
| Vanguard Small-Cap Value Index Fund Admiral Shares Vanguard · Mutual fund Index | $18K | 0.4% |
| Vanguard Mid-Cap Value Index Fund Admiral Shares Vanguard · Mutual fund Index | $18K | 0.3% |
No lineup changes between the 2024 and 2025 filings.
Stable value and insurance contract lines, renames and class changes are not counted.
Changes of at least $250K and 0.1% of the plan between the 2024 and 2025 filings. Values are year-end holdings, not money moved.
Covers 60,908 large plans that list their funds in their annual filing. Updated Nov 2, 2026. Shares describe these plans, not the whole market.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Fidelity bond coverage is below the ERISA section 412 10%-of-assets minimum (capped at $500,000).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.