Filings through .
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| Provider | Service type | Compensation |
|---|---|---|
MMA SECURITIES LLC5 years Filed as: MMA SECURITIES LLC PEARTREE Service code 27 1166 AVENUE OF AMERICAS · NEW YORK, NY 10036 | Advisory (Plan) | $46,433 |
NATIONWIDE5 years Service code 12 ONE NATIONWIDE PLAZA · COLUMUBS, OH 43215 | Custodial (other than securities); Pa... | $46,302 |
13 funds of $250K or more; 18 lines in all, holding $13.5M of the plan's $19.6M. From the 2025 filing. Recordkeeper: Nationwide.
Target-date series: Vanguard Target Retirement, mutual fund, 67% of fund dollars
| Fund | Dollars | % of funds% |
|---|---|---|
| Vanguard Target Retirement Vanguard · Mutual fund Target-date, 11 vintages | $9.1M | 67.0% |
| MFS Growth Fund MFS (Sun Life) · Mutual fund | $1.2M | 9.1% |
| Fidelity 500 Index Fund Fidelity (FMR) · Mutual fund Index | $720K | 5.3% |
| Columbia Dividend Income Fund Institutional Class Ameriprise (Columbia Threadneedle) · Mutual fund | $572K | 4.2% |
| MFS International Diversification Fund MFS (Sun Life) · Mutual fund | $450K | 3.3% |
| New World Fund Capital Group · Mutual fund | $356K | 2.6% |
| Vanguard Federal Money Market Fund Investor Shares Vanguard · Money market | $315K | 2.3% |
| Janus Henderson Enterprise Fund Janus Henderson · Mutual fund | $175K | 1.3% |
| Vanguard Small-Cap Value Index Fund Vanguard · Mutual fund Index | $127K | 0.9% |
| Vanguard Mid-Cap Index Fund Vanguard · Mutual fund Index | $99K | 0.7% |
No lineup changes between the 2024 and 2025 filings.
Stable value and insurance contract lines, renames and class changes are not counted.
Changes of at least $250K and 0.1% of the plan between the 2024 and 2025 filings. Values are year-end holdings, not money moved.
Covers 60,908 large plans that list their funds in their annual filing. Updated Nov 2, 2026. Shares describe these plans, not the whole market.
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor signed off without reservation. This is the cleanest opinion.