Filings through .
Filed February 10, 2010 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
Filed as: FISHER ASSET MANAGEMENT LLC Service code 27 · EIN 20-2480800 | Advisory (Plan) | $37,498 |
PRINCIPAL FINANCIAL GROUP9 years Filed as: PRINCIPAL LIFE INSURANCE COMPANY Service code 13 · EIN 42-0127290 | Contract Administrator | $32,432 |
11 funds of $250K or more; 24 lines in all, holding $6.5M of the plan's $6.6M. From the 2024 filing. Recordkeeper: Principal.
Target-date series: BlackRock LifePath Index, mutual fund, 67% of fund dollars
| Fund | Dollars | % of funds% |
|---|---|---|
| BlackRock LifePath Index BlackRock · Mutual fund Target-date, 9 vintages | $4.4M | 67.4% |
| Vanguard Total Stock Market Index Fund Admiral Shares Vanguard · Mutual fund Index | $503K | 7.8% |
| Vanguard Growth Index Fund Admiral Shares Vanguard · Mutual fund Index | $363K | 5.6% |
| Vanguard Total World Stock Index Fund Admiral Shares Vanguard · Mutual fund Index | $350K | 5.4% |
| Vanguard Mid-Cap Index Fund Admiral Shares Vanguard · Mutual fund Index | $258K | 4.0% |
| Vanguard Small-Cap Index Fund Admiral Shares Vanguard · Mutual fund Index | $234K | 3.6% |
| Vanguard Value Index Fund Admiral Shares Vanguard · Mutual fund Index | $156K | 2.4% |
| JPMorgan Mid Cap Value Fund JPMorgan · Mutual fund | $83K | 1.3% |
| Baird Core Plus Bond I Fund Baird · Mutual fund | $64K | 1.0% |
| DFA Global Real Estate Securities Portfolio Shares Dimensional · Mutual fund | $35K | 0.5% |
Covers 61,314 large plans that list their funds in their annual filing. Updated Nov 2, 2026. Shares describe these plans, not the whole market.
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.