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| Provider | Service type | Compensation |
|---|---|---|
PRINCIPAL LIFE INSURANCE COMPANY4+ years Service code 13 · EIN 42-0127290 | Contract Administrator | $242,636 |
Filed as: RESOURCES INVESTMENT ADVISORS Service code 27 · EIN 43-1451524 | Advisory (Plan) | $83,236 |
NOVA 401(K) ASSOCIATES2 years Filed as: NOVA 401K ASSOCIATES Service code 49 · EIN 20-1181458 | Other Services | $14,624 |
19 funds of $250K or more; 16 lines in all, holding $35.6M of the plan's $35.6M. From the 2024 filing. Recordkeeper: Principal.
Target-date series: American Funds Target Date, mutual fund, 79% of fund dollars
| Fund | Dollars | % of funds% |
|---|---|---|
| American Funds Target Date Capital Group · Mutual fund Target-date, 13 vintages | $28.1M | 79.0% |
| Fidelity 500 Index Fund Fidelity (FMR) · Mutual fund Index | $2.9M | 8.2% |
| AB Large Cap Growth Fund Inc AllianceBernstein · Mutual fund | $1.2M | 3.2% |
| Fidelity Small Cap Index Fund Fidelity (FMR) · Mutual fund Index | $694K | 1.9% |
| MFS Investment Management MFS International Diversification R6 MFS (Sun Life) · Mutual fund | $444K | 1.2% |
| BlackRock Advantage Small Cap Core Fund Class K BlackRock · Mutual fund | $443K | 1.2% |
| Fidelity Total Bond Fund Fidelity (FMR) · Mutual fund | $431K | 1.2% |
| Stable Value Fund Principal Global Investors Trust Company Principal · Insurance contract Recordkeeper's own fund | $320K | 0.9% |
| Fidelity U.S. Bond Index Fund Fidelity (FMR) · Mutual fund Index | $278K | 0.8% |
| Principal Life Insurance Company Principal Equity Income Separate Account-Z Principal · Insurance contract Recordkeeper's own fund | $257K | 0.7% |
Covers 61,314 large plans that list their funds in their annual filing. Updated Nov 2, 2026. Shares describe these plans, not the whole market.
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor signed off without reservation. This is the cleanest opinion.