Filings through .
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| Provider | Service type | Compensation |
|---|---|---|
PRINCIPAL FINANCIAL GROUP6+ years Filed as: PRINCIPAL LIFE INSURANCE COMPANY Service code 13 · EIN 42-0127290 | Contract Administrator | $30,105 |
Filed as: FIRST CITIZENS BANK & TRUST CO Service code 27 · EIN 56-0223230 | Advisory (Plan) | $18,078 |
5 funds of $250K or more; 13 lines in all, holding $4.3M of the plan's $4.8M. From the 2025 filing. Recordkeeper: Principal.
Target-date series: Vanguard Target Retirement, mutual fund, 91% of fund dollars
| Fund | Dollars | % of funds% |
|---|---|---|
| Vanguard Target Retirement Vanguard · Mutual fund Target-date, 11 vintages | $3.9M | 91.3% |
| Vanguard 500 Index Fund Admiral Shares Vanguard · Mutual fund Index | $236K | 5.5% |
| Columbia Disciplind Core I3 Fd Ameriprise (Columbia Threadneedle) · Mutual fund | $43K | 1.0% |
| Registered Investment Company Goldman Sachs Goldman Sachs · Mutual fund | $36K | 0.8% |
| Blackrock MID CAP Growth Equity Portfolio Class K BlackRock · Mutual fund | $21K | 0.5% |
| GS Intl SC Insights R6 Fd Goldman Sachs · Mutual fund | $15K | 0.3% |
| MFS Research International Fund R6 MFS (Sun Life) · Mutual fund | $5K | 0.1% |
| JPMorgan U.S. Small Company Fund Class R6 JPMorgan · Mutual fund | $5K | 0.1% |
| Vanguard Group Vanguard Ttl Bd Mkt Index Adm Fd Vanguard · Mutual fund Index | $5K | 0.1% |
| BlackRock High Yield Portfolio BlackRock · Mutual fund | $5K | 0.1% |
No lineup changes between the 2024 and 2025 filings.
Stable value and insurance contract lines, renames and class changes are not counted.
Changes of at least $250K and 0.1% of the plan between the 2024 and 2025 filings. Values are year-end holdings, not money moved.
Covers 71,410 large plans that list their funds in their annual filing. Updated Nov 6, 2026. Shares describe these plans, not the whole market.
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
The auditor signed off without reservation. This is the cleanest opinion.