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| Provider | Service type | Compensation |
|---|---|---|
ADP BROKER-DEALER3 years Filed as: ADP, INC. Service code 15 · EIN 13-3036745 | Recordkeeping | $51,226 |
MOSS ADAMS LLP1 year Filed as: MOSS ADAMS, LLP Service code 15 · EIN 91-0189318 | Recordkeeping | $26,250 |
Filed as: COMMONWEALTH EQUITY SERVICES, INC. Service code 15 · EIN 04-2675571 | Recordkeeping | $6,717 |
1 fund of $250K or more; 17 lines in all, holding $1.6M of the plan's $1.7M. From the 2024 filing. Recordkeeper: ADP.
Target-date series: Vanguard Target Retirement, mutual fund, 50% of fund dollars
| Fund | Dollars | % of funds% |
|---|---|---|
| Vanguard Target Retirement Vanguard · Mutual fund Target-date, 11 vintages | $810K | 49.9% |
| American Funds American Balanced Fund Capital Group · Mutual fund | $340K | 20.9% |
| American Funds Wamu Fund Capital Group · Mutual fund | $73K | 4.5% |
| Janus Henderson Triton Fund Janus Henderson · Mutual fund | $44K | 2.7% |
| Pioneer Fundamental Growth Fund Victory Capital · Mutual fund | $41K | 2.5% |
| AMC Emerging Markets Fund Manager not matched · Mutual fund | $36K | 2.2% |
| State Street Equity 500 Index Fund State Street (SSgA) · Mutual fund Index | $35K | 2.1% |
| Vanguard Small-Cap Index Fund Vanguard · Mutual fund Index | $34K | 2.1% |
| Invesco Stable Asset Fund Invesco · Stable value Stable value | $33K | 2.0% |
| T. Rowe Price Small-Cap Value Fund, Inc. T. Rowe Price · Mutual fund | $32K | 1.9% |
Covers 60,908 large plans that list their funds in their annual filing. Updated Nov 2, 2026. Shares describe these plans, not the whole market.
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Annual investment return is in the bottom quintile of the peer cohort.
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
Fidelity bond coverage is below the ERISA section 412 10%-of-assets minimum (capped at $500,000).
The auditor signed off without reservation. This is the cleanest opinion.