Filings through .
Filed November 24, 2023 (most recent of 2 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
PRINCIPAL LIFE INSURANCE COMPANY5+ years Service code 13 · EIN 42-0127290 | Contract Administrator | $115,129 |
IMA WEALTH INC1 year Filed as: IMA ADVISORY SERVICES, INC. Service code 27 · EIN 48-1233289 | Advisory (Plan) | $34,973 |
Filed as: GOODWILL OF COLORADO Service code 10 · EIN 84-0513404 | Accounting | $7,217 |
13 funds of $250K or more; 15 lines in all, holding $17.6M of the plan's $17.6M. From the 2024 filing. Recordkeeper: Principal.
Target-date series: Principal LifeTime, mutual fund, 88% of fund dollars
| Fund | Dollars | % of funds% |
|---|---|---|
| Principal LifeTime Principal · Mutual fund Target-date, 13 vintagesRecordkeeper's own fund | $15.5M | 87.9% |
| Fidelity 500 Index Fund Fidelity (FMR) · Mutual fund Index | $893K | 5.1% |
| Vanguard Federal Money Market Fund Investor Shares Vanguard · Money market | $496K | 2.8% |
| Fidelity Mid Cap Index Fund Fidelity (FMR) · Mutual fund Index | $233K | 1.3% |
| Fidelity Blue Chip Growth K6 Fund Fidelity (FMR) · Mutual fund | $143K | 0.8% |
| Metropolitan Wt Tl Rtn Bd Plan Manager not matched · Other | $95K | 0.5% |
| Fidelity Small Cap Index Fund Fidelity (FMR) · Mutual fund Index | $59K | 0.3% |
| DFA Real Estate Secs I Fd Dimensional · Mutual fund | $52K | 0.3% |
| Vanguard Equity Income Fund Admiral Shares Vanguard · Mutual fund | $51K | 0.3% |
| Goldman Sch Sm Cap Vl Ins R6 Fd Goldman Sachs · Mutual fund | $42K | 0.2% |
Covers 60,908 large plans that list their funds in their annual filing. Updated Nov 2, 2026. Shares describe these plans, not the whole market.
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Participant contribution per participant is in the bottom quintile of the peer cohort.
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.