Filings through .
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| Provider | Service type | Compensation |
|---|---|---|
HA&W WEALTH MANAGEMENT LLC2 years Service code 15 · EIN 58-2484343 | Recordkeeping | $19,492 |
ADP BROKER-DEALER3+ years Filed as: ADP, INC. Service code 15 · EIN 13-3036745 | Recordkeeping | $11,536 |
7 funds of $250K or more; 22 lines in all, holding $6.5M of the plan's $6.6M. From the 2025 filing. Recordkeeper: Ha&w Wealth Management.
Target-date series: Vanguard Target Retirement, mutual fund, 67% of fund dollars
| Fund | Dollars | % of funds% |
|---|---|---|
| Vanguard Target Retirement Vanguard · Mutual fund Target-date, 8 vintages | $2.8M | 42.1% |
| Vanguard Target Retirement Vanguard · Other Target-date, 3 vintages | $1.6M | 25.1% |
| FID 500 IND Fidelity (FMR) · Other | $926K | 14.1% |
| Vanguard Growth Index Fund Admiral Shares Vanguard · Mutual fund Index | $321K | 4.9% |
| Vanguard Developed Markets Index Fund Admiral Shares Vanguard · Mutual fund Index | $119K | 1.8% |
| FID ADV Equity Growth - Z Fidelity (FMR) · Other | $98K | 1.5% |
| Vanguard Small-Cap Index Fund Admiral Shares Vanguard · Mutual fund Index | $96K | 1.5% |
| Vanguard Small-Cap Growth Index Fund Admiral Shares Vanguard · Mutual fund Index | $75K | 1.1% |
| NEW World Fund INC Class R-6 Capital Group · Mutual fund | $74K | 1.1% |
| Vanguard Small-Cap Value Index Fund Admiral Shares Vanguard · Mutual fund Index | $69K | 1.1% |
Dropped 1 fund.
| Fund | Year-end value |
|---|---|
| DroppedFidelity 500 Index Fund | $507K |
Stable value and insurance contract lines, renames and class changes are not counted.
Changes of at least $250K and 0.1% of the plan between the 2024 and 2025 filings. Values are year-end holdings, not money moved.
Covers 71,410 large plans that list their funds in their annual filing. Updated Nov 6, 2026. Shares describe these plans, not the whole market.
Employer contribution per participant is in the bottom quintile of the peer cohort.
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
Fidelity bond coverage is below the ERISA section 412 10%-of-assets minimum (capped at $500,000).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.