Filings through .
Filed June 8, 2021
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| Provider | Service type | Compensation |
|---|---|---|
Filed as: PRINCIPAL LIFE INSURANCE COMPANY Service code 13 · EIN 42-0127290 | Contract Administrator | $63,128 |
Filed as: CORRECT CAPITAL WEALTH MANAGEMENT L Service code 27 · EIN 83-1730027 | Advisory (Plan) | $33,564 |
14 funds of $250K or more; 19 lines in all, holding $18.3M of the plan's $18.5M. From the 2025 filing. Recordkeeper: Principal.
Target-date series: American Funds Target Date, mutual fund, 6% of fund dollars
| Fund | Dollars | % of funds% |
|---|---|---|
| Fidelity 500 Index Fund Fidelity (FMR) · Mutual fund Index | $2.5M | 13.7% |
| Fidelity Advisor Growth Opportunities Fund Fidelity (FMR) · Mutual fund | $2.5M | 13.5% |
| Franklin Small CAP Growth Fund Class R6 Franklin Templeton · Mutual fund | $2.1M | 11.6% |
| Vanguard Developed Markets Index Fund Admiral Shares Vanguard · Mutual fund Index | $2.0M | 10.7% |
| American Funds NewWorld R6 Capital Group · Mutual fund | $1.7M | 9.3% |
| Prin Fixed Inc Guar Option Principal · Insurance contract Recordkeeper's own fund | $1.2M | 6.7% |
| Principal MidCap S&P 400 Index SA-Z Principal · Separate account IndexRecordkeeper's own fund | $1.1M | 5.9% |
| American Funds Target Date Capital Group · Mutual fund Target-date, 9 vintages | $1.0M | 5.7% |
| Neuberger Berm Strat Inc I Fund Neuberger Berman · Mutual fund | $689K | 3.8% |
| Baird Core Plus Bond I Fund Baird · Mutual fund | $647K | 3.5% |
Covers 71,097 large plans that list their funds in their annual filing. Updated Nov 3, 2026. Shares describe these plans, not the whole market.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor signed off without reservation. This is the cleanest opinion.