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| Provider | Service type | Compensation |
|---|---|---|
PRINCIPAL FINANCIAL GROUP1+ years Filed as: PRINCIPAL LIFE INSURANCE COMPANY Service code 13 · EIN 42-0127290 | Contract Administrator | $41,749 |
SIGNATURE ESTATE & INVESTMENT1+ years Filed as: SIGNATURE ESTATE SECURITIES, LLC Service code 49 · EIN 59-2730348 | Other Services | $11,583 |
MORNINGSTAR1+ years Filed as: MORNINGSTAR INVESTMENT MANAGEMENT L Service code 26 · EIN 36-4317381 | Advisory (Participants) | $0 |
17 funds of $250K or more; 23 lines in all, holding $13.9M of the plan's $14.3M. From the 2024 filing. Recordkeeper: Principal.
Target-date series: Vanguard Target Retirement, mutual fund, 20% of fund dollars
| Fund | Dollars | % of funds% |
|---|---|---|
| Vanguard Target Retirement Vanguard · Mutual fund Target-date, 10 vintages | $2.8M | 20.2% |
| Fidelity 500 Index Fund Fidelity (FMR) · Mutual fund Index | $2.6M | 18.9% |
| Principal Fixed Income Guaranteed Option Investment Contract Principal · Insurance contract Recordkeeper's own fund | $1.7M | 12.5% |
| Pooled separate accounts Principal Blue Chip Separate Account Z Principal · Separate account Recordkeeper's own fund | $1.0M | 7.2% |
| Fidelity U.S. Bond Index Fund Fidelity (FMR) · Mutual fund Index | $910K | 6.6% |
| Principal Core Fixed Income Separate Account-Z Principal · Separate account Recordkeeper's own fund | $890K | 6.4% |
| T. Rowe Price Value Fund, Inc. T. Rowe Price · Mutual fund | $780K | 5.6% |
| Fidelity International Index Fund Fidelity (FMR) · Mutual fund Index | $688K | 5.0% |
| Principal Diversified International Separate Account - Z Principal · Separate account Recordkeeper's own fund | $590K | 4.3% |
| Invesco Small CAP Value Fund Class R6 Invesco · Mutual fund | $510K | 3.7% |
Covers 71,097 large plans that list their funds in their annual filing. Updated Nov 3, 2026. Shares describe these plans, not the whole market.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.