Filings through .
Filed January 13, 2017
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| Provider | Service type | Compensation |
|---|---|---|
REGIONS BANK9 years Filed as: REGIONS BANK DBA REGIONS TRUST Service code 15 · EIN 63-0371391 | Recordkeeping | $42,922 |
ADP BROKER-DEALER6 years Filed as: ADP, INC. Service code 15 · EIN 13-3036745 | Recordkeeping | $17,452 |
ADP BROKER-DEALER11+ years Service code 59 · EIN 22-3319984 | Shareholder Servicing | $0 |
21 funds hold $14.4M of the plan's $15.2M. From the 2025 filing. Recordkeeper: ADP.
Target-date series: Vanguard Target Retirement, mutual fund, 58% of fund dollars
| Fund | Dollars | % of funds% |
|---|---|---|
| Vanguard Target Retirement Vanguard · Mutual fund Target-date, 8 vintages | $8.0M | 55.6% |
| Vanguard 500 Index Fund Admiral Shares Vanguard · Mutual fund Index | $1.1M | 7.8% |
| Putnam Stable Value 25 Franklin Templeton · Insurance contract | $690K | 4.8% |
| Van Target Retire Inc Vanguard · Mutual fund | $649K | 4.5% |
| JPMorgan Large Cap Growth Fund Class R6 JPMorgan · Mutual fund | $426K | 3.0% |
| JPMorgan Government Bond Fund Class R6 JPMorgan · Mutual fund | $390K | 2.7% |
| Vanguard Mid-Cap Growth Index Fund Admiral Shares Vanguard · Mutual fund Index | $372K | 2.6% |
| Putnam Large CAP Value Fund Class R6 Franklin Templeton · Mutual fund | $346K | 2.4% |
| American Funds Int Vant R6 Capital Group · Mutual fund | $324K | 2.2% |
| Prn Mid Cap Value Fund I- R6 Manager not matched · Mutual fund | $322K | 2.2% |
Added 1 fund, dropped 1 fund. Changed share class on 1 fund.
| Fund | Year-end value |
|---|---|
| AddedVanguard Mid-Cap Growth Index Fund Admiral Shares | $372K |
| Share class changeThe Hartford Midcap Fund Class R5 to Prn Mid Cap Value Fund I- R6 | $310K to $322K |
| DroppedMidCap Value Fund I Class R-6 | $287K |
Stable value and insurance contract lines, renames and class changes are not counted.
Changes of at least $250K and 0.1% of the plan between the 2024 and 2025 filings. Values are year-end holdings, not money moved.
Covers 71,097 large plans that list their funds in their annual filing. Updated Nov 3, 2026. Shares describe these plans, not the whole market.
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.