Filed June 25, 2014
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 7-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
CHARLES SCHWAB & CO., INC.3 years Filed as: SCHWAB RETIREMENT PLAN SERVICES,INC Service code 15 · EIN 34-1479833 | Recordkeeping | $225,631 |
WELLS FARGO BANK, N.A.7+ years Filed as: WELLS FARGO ADVISORS LLC Service code 28 · EIN 34-1542819 | Investment Management | $45,000 |
BDO USA, LLP5 years Filed as: BDO USA LLP Service code 10 · EIN 13-5381590 | Accounting | $10,958 |
CHARLES SCHWAB & CO., INC.7+ years Service code 33 · EIN 94-1737782 | Shareholder servicing fees; Securitie... | $527 |
CHARLES SCHWAB & CO., INC.2 years Filed as: CHARLES SCHWAB & CO INC. AND AFFILI Service code 59 | Shareholder Servicing | $0 |
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $139,636 | $144,996-3.7% | $111,297+25.5% | $93,030+50.1% |
| Participation rate | 96.3% | 86.2%+10.1pp | 77.3%+19.0pp | 73.9%+22.4pp |
| Annual return | 12.75% | 18.26%-5.5pp | 54.65%-41.9pp | 158.70%-145.9pp |
| Employer contribution / active EE | $5,278 | $3,056+72.7% | $2,731+93.3% | $2,706+95.1% |
| Participant deferral / active EE | $7,702 | $5,587+37.8% | $4,487+71.6% | $4,562+68.8% |
| Admin fee / account holder | $76 | $103-26.8% | $7,964-99.0% | $152-50.1% |