Filings through .
Filed October 12, 2022 (most recent of 2 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
Service code 27 · EIN 36-4291971 | Advisory (Plan) | $59,977 |
PRINCIPAL LIFE INSURANCE COMPANY10+ years Service code 13 · EIN 42-0127290 | Contract Administrator | $47,510 |
MORNINGSTAR3 years Filed as: MORNINGSTAR INVESTMENT MANAGEMENT L Service code 26 · EIN 36-4317381 | Advisory (Participants) | $0 |
21 funds of $250K or more; 18 lines in all, holding $34.5M of the plan's $35.5M. From the 2024 filing. Recordkeeper: Principal.
Target-date series: Principal LifeTime, collective trust, 39% of fund dollars
| Fund | Dollars | % of funds% |
|---|---|---|
| Principal LifeTime Principal · Collective trust Target-date, 12 vintagesRecordkeeper's own fund | $13.6M | 39.5% |
| Principal Guaranteed Option Principal · Insurance contract Recordkeeper's own fund | $8.9M | 25.7% |
| Fidelity 500 Index Fund Fidelity (FMR) · Mutual fund Index | $3.3M | 9.5% |
| Fidelity Total Bond Fund Fidelity (FMR) · Mutual fund | $2.2M | 6.5% |
| Columbia Dividend Income Fund Ameriprise (Columbia Threadneedle) · Mutual fund | $1.5M | 4.4% |
| Janus Henderson Enterprise Fund Janus Henderson · Mutual fund | $1.1M | 3.2% |
| Fidelity Advisor International Capital Fund Fidelity (FMR) · Mutual fund | $884K | 2.6% |
| State Street Midcap Index Securities Lending Series XIV Fund State Street (SSgA) · Collective trust Index | $739K | 2.1% |
| AB US Large Cap Growth CIT AllianceBernstein · Collective trust | $572K | 1.7% |
| ClearBridge Small Cap Growth Fund Franklin Templeton · Mutual fund | $436K | 1.3% |
Covers 60,908 large plans that list their funds in their annual filing. Updated Nov 2, 2026. Shares describe these plans, not the whole market.
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Employer contribution per participant is in the bottom quintile of the peer cohort.
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.