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| Provider | Service type | Compensation |
|---|---|---|
Filed as: RAYMOND JAMES & ASSOCIATES, INC. Service code 15 · EIN 59-1237041 880 CARILLON PKWY · ST. PETERSBURG, FL 33716 | Recordkeeping | $21,344 |
NATIONWIDE4 years Service code 19 · EIN 13-3866919 ONE NATIONWIDE PLAZA · COLUMBUS, OH 43215 | Securities Custodian | $14,499 |
ASSUREDPARTNERS CAPITAL INC3 years Filed as: ASSUREDPARTNERS NORTHEAST, LLC Service code 15 · EIN 45-3443572 445 HAMILTON AVE. 10TH FLOOR · WHITE PLAINS, NY 10601 | Recordkeeping | $3,899 |
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $14,813 | $78,483-81.1% | $106,201-86.1% | $74,546-80.1% |
| Participation rate | 95.9% | 72.8%+23.1pp | 75.3%+20.6pp | 67.2%+28.7pp |
| Annual return | 12.06% | 15.94%-3.9pp | 116.26%-104.2pp | 1366.03%-1354.0pp |
| Employer contribution / active EE | $1,372 | $2,522-45.6% | $3,170-56.7% | $2,624-47.7% |
| Participant deferral / active EE | $2,242 | $4,320-48.1% | $5,012-55.3% | $4,347-48.4% |
| Admin fee / account holder | $67 | $2,236-97.0% | $11,039-99.4% | $1,944-96.5% |