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| Provider | Service type | Compensation |
|---|---|---|
Service code 13 · EIN 42-0127290 | Contract Administrator | $84,205 |
Filed as: B. RILEY WEALTH ADVISORS, INC. Service code 27 · EIN 91-1648671 | Advisory (Plan) | $44,922 |
NEWEDGE ADVISORS LLC1 year Filed as: NEWEDGE ADVISORS Service code 27 · EIN 46-0854203 | Advisory (Plan) | $9,566 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $102,400 | $64,705+58.3% | $62,929+62.7% | $67,986+50.6% |
| Participation rate | 82.3% | 65.6%+16.7pp | 73.1%+9.2pp | 57.2%+25.1pp |
| Annual return | 16.01% | 20.31%-4.3pp | 1063.93%-1047.9pp | 31.67%-15.7pp |
| Employer contribution / active EE | $3,673 | $2,376+54.6% | $2,505+46.7% | $2,019+82.0% |
| Participant deferral / active EE | $6,843 | $3,198+114.0% | $3,888+76.0% | $3,358+103.8% |
| Admin fee / account holder | $601 | $1,428-57.9% | $5,065-88.1% | $3,203-81.2% |