Filed June 5, 2008
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
LPL FINANCIAL10+ years Filed as: NEXT FINANCIAL GROUP Service code 27 · EIN 54-1900002 | Advisory (Plan) | $111,354 |
FIDELITY INVESTMENTS INSTITUTIONAL10+ years Service code 37 · EIN 04-2647786 | Loan Processing | $18,827 |
RSM US LLP9 years Service code 10 · EIN 42-0714325 | Accounting | $12,863 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Employer contribution per participant is in the bottom quintile of the peer cohort.
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $77,090 | $83,023-7.1% | $102,437-24.7% | $77,762-0.9% |
| Participation rate | 68.7% | 71.5%-2.9pp | 74.5%-5.8pp | 70.6%-1.9pp |
| Annual return | 11.02% | 19.12%-8.1pp | 24.95%-13.9pp | 31.27%-20.3pp |
| Employer contribution / active EE | $0 | $3,552-100.0% | $3,871-100.0% | $2,728-100.0% |
| Participant deferral / active EE | $5,494 | $4,110+33.7% | $5,060+8.6% | $4,651+18.1% |
| Admin fee / account holder | $231 | $639-63.8% | $8,388-97.2% | $433-46.5% |