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| Provider | Service type | Compensation |
|---|---|---|
Filed as: MERRILL LYNCH, PIERCE, FENNER AND S Service code 15 · EIN 13-5674085 | Recordkeeping | $48,650 |
PIERCE FIRM, PLLC5 years Service code 10 · EIN 47-4595624 | Accounting | $16,000 |
14 funds of $250K or more; 21 lines in all, holding $19.6M of the plan's $24.8M. From the 2025 filing. Recordkeeper: Bank of America (Merrill).
Target-date series: JPMorgan SmartRetirement, mutual fund, 46% of fund dollars
| Fund | Dollars | % of funds% |
|---|---|---|
| JPMorgan SmartRetirement JPMorgan · Mutual fund Target-date, 8 vintages | $9.0M | 46.0% |
| Vanguard 500 Index Fund Admiral Shares Vanguard · Mutual fund Index | $4.1M | 20.7% |
| JPMorgan Large Cap Growth Fund Class R6 JPMorgan · Mutual fund | $1.9M | 9.7% |
| Goldman Sachs Stable Value CT Goldman Sachs · Insurance contract | $1.1M | 5.7% |
| American Funds Capital Group · Mutual fund | $1.0M | 5.2% |
| American Balanced Fund Class R-6 Capital Group · Mutual fund | $626K | 3.2% |
| Pioneer Bond Fund: Class K Victory Capital · Mutual fund | $277K | 1.4% |
| Fund Cl Institutional Natixis IM · Mutual fund | $252K | 1.3% |
| Eupac Fund Class R-6 Capital Group · Mutual fund | $221K | 1.1% |
| Nomura Small Cap Core Fund Class R6 Macquarie / Nomura · Mutual fund | $191K | 1.0% |
No lineup changes between the 2024 and 2025 filings.
Stable value and insurance contract lines, renames and class changes are not counted.
Changes of at least $250K and 0.1% of the plan between the 2024 and 2025 filings. Values are year-end holdings, not money moved.
Covers 71,097 large plans that list their funds in their annual filing. Updated Nov 3, 2026. Shares describe these plans, not the whole market.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor signed off without reservation. This is the cleanest opinion.