Filed June 22, 2010
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
BALLEW ADVISORS10+ years Filed as: BALLEW RUSSELL INC Service code 26 · EIN 64-0797641 | Advisory (Participants) | $34,470 |
AMERICAN UNITED LIFE INSURANCE CO10+ years Service code 15 · EIN 35-0145825 | Recordkeeping | $2,810 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Participant contribution per participant is in the bottom quintile of the peer cohort.
Employer contribution per participant is in the bottom quintile of the peer cohort.
Annual investment return is in the bottom quintile of the peer cohort.
Fidelity bond coverage is below the ERISA section 412 10%-of-assets minimum (capped at $500,000).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $23,686 | $50,919-53.5% | $155,556-84.8% | $77,762-69.5% |
| Participation rate | 21.0% | 63.1%-42.1pp | 78.2%-57.2pp | 70.6%-49.6pp |
| Annual return | 10.97% | 34.84%-23.9pp | 64.84%-53.9pp | 31.27%-20.3pp |
| Employer contribution / active EE | $0 | $1,991-100.0% | $4,675-100.0% | $2,728-100.0% |
| Participant deferral / active EE | $539 | $2,824-80.9% | $5,631-90.4% | $4,651-88.4% |
| Admin fee / account holder | $134 | $437-69.3% | $15,885-99.2% | $433-69.0% |