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| Provider | Service type | Compensation |
|---|---|---|
PRINCIPAL FINANCIAL GROUP11+ years Filed as: PRINCIPAL LIFE INSURANCE COMPANY Service code 13 · EIN 42-0127290 | Contract Administrator | $350,087 |
NBC SECURITIES INC11+ years Service code 49 · EIN 63-0923499 | Other Services | $109,172 |
Filed as: PEARCE BEVILL LEESBURG & Service code 10 · EIN 63-0813240 | Accounting | $33,616 |
MORNINGSTAR4 years Filed as: MORNINGSTAR INVESTMENT MANAGEMENT L Service code 26 · EIN 36-4317381 | Advisory (Participants) | $0 |
Filed as: WILSHIRE ADVISORS LLC Service code 27 · EIN 95-2755361 | Advisory (Plan) | $0 |
26 funds of $250K or more; 17 lines in all, holding $70.7M of the plan's $73.1M. From the 2025 filing. Recordkeeper: Principal.
Target-date series: Principal LifeTime, collective trust, 58% of fund dollars
| Fund | Dollars | % of funds% |
|---|---|---|
| Principal LifeTime Principal · Collective trust Target-date, 13 vintagesRecordkeeper's own fund | $41.1M | 58.1% |
| Principal Large Cap Growth I Principal · Separate account Recordkeeper's own fund | $5.8M | 8.3% |
| Principal Large Cap S&P 500 Index Principal · Separate account IndexRecordkeeper's own fund | $5.5M | 7.8% |
| Morley Stable Value Fund Principal · Stable value Stable valueRecordkeeper's own fund | $4.8M | 6.7% |
| Principal Equity Income Separate Fund Principal · Separate account Recordkeeper's own fund | $2.2M | 3.1% |
| Principal MidCap Separate Account Principal · Separate account Recordkeeper's own fund | $1.8M | 2.6% |
| Diversified International Fund Institutional Class Principal · Separate account Recordkeeper's own fund | $1.7M | 2.4% |
| SmallCap Growth Fund I Institutional Class Principal · Separate account Recordkeeper's own fund | $1.5M | 2.1% |
| SmallCap S&P 600 Index Fund Institutional Class Principal · Separate account IndexRecordkeeper's own fund | $1.2M | 1.7% |
| MidCap Value Fund I Institutional Class Principal · Separate account Recordkeeper's own fund | $1.0M | 1.5% |
Added 1 fund, likely replaced 1 fund.
| Fund | Year-end value |
|---|---|
| ReplacedHighCarillon Eagle Mid Cap Growth Fund to Principal MidCap Separate Account | $2.0M to $1.8M |
| AddedHigh Yield Fund Institutional Class | $380K |
Stable value and insurance contract lines, renames and class changes are not counted.
Changes of at least $250K and 0.1% of the plan between the 2024 and 2025 filings. Values are year-end holdings, not money moved.
Covers 71,410 large plans that list their funds in their annual filing. Updated Nov 6, 2026. Shares describe these plans, not the whole market.
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Participant contribution per participant is in the bottom quintile of the peer cohort.
Employer contribution per participant is in the bottom quintile of the peer cohort.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.