Filed April 4, 2018
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| Provider | Service type | Compensation |
|---|---|---|
BHK INVESTMENT ADVISORS, LLC1+ years Service code 27 200 LAKE SHORE DR., STE. 250 · BIRMINGHAM, AL 35209 | Advisory (Plan) | $70,972 |
NEWPORT GROUP, INC.1+ years Filed as: NEWPORT GROUP SECURITIES, INC. Service code 27 · EIN 59-3099288 | Advisory (Plan) | $70,971 |
NEWPORT GROUP, INC.1+ years Filed as: NEWPORT RETIREMENT SERVICES, INC. Service code 12 · EIN 62-1868111 | Recordkeeping fees; Sub-transfer agen... | $33,576 |
CHARLES SCHWAB & CO., INC.1+ years Filed as: CHARLES SCHWAB BANK Service code 12 · EIN 42-1558009 | Custodial (securities); Trustee (bank... | $6,979 |
CHARLES SCHWAB & CO., INC.1+ years Service code 19 | Securities Custodian | $0 |
CHARLES SCHWAB & CO., INC.1+ years Filed as: CHARLES SCHWAB AND CO. INC. Service code 19 | Securities Custodian | $0 |
CHARLES SCHWAB & CO., INC.1+ years Filed as: CHARLES SCHWAB CO., INC. Service code 19 · EIN 94-1737782 | Securities Custodian | $0 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $74,313 | $57,096+30.2% | $94,229-21.1% | $55,191+34.6% |
| Participation rate | 79.6% | 75.7%+3.9pp | 78.8%+0.8pp | 69.2%+10.4pp |
| Annual return | 1.00% | 159.65%-158.6pp | 10.68%-9.7pp | 10.78%-9.8pp |
| Employer contribution / active EE | $1,660 | $1,708-2.8% | $3,587-53.7% | $1,899-12.6% |
| Participant deferral / active EE | $2,716 | $3,165-14.2% | $4,320-37.1% | $3,046-10.8% |
| Admin fee / account holder | $378 | $89+323.2% | $6,269-94.0% | $91+316.0% |