Retirement plan

EAST TENNESSEE SURGICAL GROUP, P.C. 401K PROFIT SHARING PLAN

Name: EAST TENNESSEE SURGICAL GROUP, P.C. - EAST TENNESSEE SURGICAL GROUP, P.C. 401K PROFIT SHARING PLAN (2025) Form 5500
Creator: EAST TENNESSEE SURGICAL GROUP, P.C.
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, EAST TENNESSEE SURGICAL GROUP, P.C. 401K PROFIT SHARING PLAN, EAST TENNESSEE SURGICAL GROUP, P.C.

EAST TENNESSEE SURGICAL GROUP, P.C.EIN 62-1430201Plan #001PY 2025

2001 LAUREL AVENUE, SUITE 204 - KNOXVILLE, TN 37916865-673-0288LinkedIn11-50 employeesmedical practice

Prospect flagsLow returnsHigh feesLow participant contribution

How to read this page

Total assets (EOY)

$775K

+9.8% from 2024

Total participants

+7.1% from 2024

Average account balance

$59,650

+18.2% from 2024

Annual return

3.86%

-6.52 pp from 2024

Benchmarks

See 66,971 peers

Peer group

Industry62 - Health Care and Social Assistance

Plan typeDefined contribution

Participants<25

Cohort66,971 peers

Snapshot2025

Free accounts unlock saves, downloads, and 3-year history.

Analytics

Total assets (EOY)

Plan-year ending balance

$775K

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$60K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

81.8%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$80K

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$7K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+3.86%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$3372

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

0 years with F_SCH_H allocation on file

Free accounts unlock saves, downloads, and 3-year history.

Service providers

Providers data not reported

Schedule C was not filed on this plan's most recent Form 5500, so no compensated service providers are available to display.

Plan features & details

Pension benefit codes2E2F2R2H2J3D2T

Plan features

2E
Profit-sharing
Profit-sharing plan.
2F
ERISA section 404(c) plan
This plan or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1 (shifting investment responsibility to participants).
2H
Partial participant-directed account plan
Participants have the opportunity to direct the investment of a portion of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
2R
Participant-directed brokerage accounts
Participant-directed brokerage accounts provided as an investment option under the plan.
2T
Default investment account
Total or partial participant-directed account plan where plan uses a default investment account for participants who fail to direct assets in their account.
3D
Pre-approved pension plan
A master prototype or volume submitter plan that is the subject of a favorable opinion or advisory letter from the IRS.

Opportunity flags

3 tripped

OpportunityLow participant contribution
Participant contribution per participant is in the bottom quintile of the peer cohort.
OpportunityHigh fees
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
OpportunityLow returns
Annual investment return is in the bottom quintile of the peer cohort.

Expense breakdown

Schedule H Part II

Admin total

$44K

$3985 / participant

Other / not subdivided$44K100.0%

% of EOY assets

5.653%

all-in expense ratio

Categories reported

0 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

No opinion code on file for this filing.

Auditor firm: (not reported)
Auditor EIN: -
Audit fees: (not subdivided)
Opinion code: -

Metric

This plan

Peer set

Industry

Size

Avg account balance

$59,650

$174,379-65.8%

$152,093-60.8%

$138,895-57.1%

Participation rate

81.8%

81.6%+0.2pp

77.8%+4.1pp

79.9%+1.9pp

Annual return

3.86%

74.86%-71.0pp

66.36%-62.5pp

145.39%-141.5pp

Employer contribution / active EE

$5,662

$4,652+21.7%

$4,175+35.6%

$4,194+35.0%

Participant deferral / active EE

$1,636

$6,159-73.4%

$5,451-70.0%

$6,396-74.4%

Admin fee / account holder

$3,372

$16,880-80.0%

$14,497-76.7%

$12,562-73.2%

EAST TENNESSEE SURGICAL GROUP, P.C. 401K PROFIT SHARING PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

EAST TENNESSEE SURGICAL GROUP, P.C. 401K PROFIT SHARING PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion