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| Provider | Service type | Compensation |
|---|---|---|
MERRILL LYNCH PIERCE FENNER & SMITH11+ years Filed as: MERRILL LYNCH, PIERCE, FENNER AND S Service code 15 · EIN 13-5674085 | Recordkeeping | $22,846 |
27 funds of $250K or more; 20 lines in all, holding $73.2M of the plan's $76.9M. From the 2025 filing. Recordkeeper: Bank of America (Merrill).
Target-date series: Nuveen Lifecycle Index, mutual fund, 32% of fund dollars
| Fund | Dollars | % of funds% |
|---|---|---|
| Nuveen Lifecycle Index TIAA (Nuveen) · Mutual fund Target-date, 9 vintages | $23.2M | 31.7% |
| iShares S&P 500 Index Fund Institutional Shares BlackRock · ETF Index | $15.5M | 21.2% |
| MFS Growth Fund A MFS (Sun Life) · Mutual fund Possible retail class A | $4.8M | 6.6% |
| Par, or Maturity Value Value Collective Trust F Manager not matched · Collective trust | $4.4M | 6.0% |
| Columbia Mid Cap Index Fund Institutional Class Ameriprise (Columbia Threadneedle) · Mutual fund Index | $3.5M | 4.8% |
| MFS International Diversification Fund A MFS (Sun Life) · Mutual fund Possible retail class A | $3.2M | 4.4% |
| Columbia Select Large Cap Value Fund Class A Ameriprise (Columbia Threadneedle) · Mutual fund Possible retail class A | $3.0M | 4.0% |
| MFS International Growth Fund A MFS (Sun Life) · Mutual fund Possible retail class A | $2.3M | 3.1% |
| American Balanced Fund Class R-4 Capital Group · Mutual fund | $1.9M | 2.7% |
| Pgim Total Return Bond Fund Class R4 Prudential (PGIM) · Mutual fund | $1.9M | 2.6% |
Added 1 fund, dropped 1 fund, likely replaced 1 fund. Changed share class on 1 fund.
| Fund | Year-end value |
|---|---|
| Share class changeiShares S&P 500 Index Fund to iShares S&P 500 Index Fund Institutional Shares | $12.6M to $15.5M |
| ReplacedHighUndiscovered Managers Behavioral Value Fund to Columbia Select Large Cap Value Fund Class A | $946K to $3.0M |
| DroppedColumbia Select Large Cap | $2.4M |
Stable value and insurance contract lines, renames and class changes are not counted. Left out here: 13 renames.
Changes of at least $250K and 0.1% of the plan between the 2024 and 2025 filings. Values are year-end holdings, not money moved.
Covers 71,097 large plans that list their funds in their annual filing. Updated Nov 3, 2026. Shares describe these plans, not the whole market.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor signed off without reservation. This is the cleanest opinion.