Filings through .
See peer percentile detail with Pro.
Pro shows the percentile for each metric against plans of the same size and industry. Free for 7 days, no card. Then $49 a month. Cancel any time.
| Provider | Service type | Compensation |
|---|---|---|
FISHER ASSET MANAGEMENT, LLC3 years Filed as: FISHER ASSET MANAGEMENT LLC Service code 27 · EIN 20-2480800 | Advisory (Plan) | $67,348 |
PRINCIPAL FINANCIAL GROUP6 years Filed as: PRINCIPAL LIFE INSURANCE COMPANY Service code 13 · EIN 42-0127290 | Contract Administrator | $38,978 |
10 funds of $250K or more; 17 lines in all, holding $9.2M of the plan's $9.3M. From the 2024 filing. Recordkeeper: Principal.
Target-date series: BlackRock LifePath Index, mutual fund, 62% of fund dollars
| Fund | Dollars | % of funds% |
|---|---|---|
| BlackRock LifePath Index BlackRock · Mutual fund Target-date, 9 vintages | $5.7M | 61.8% |
| Vanguard Growth Index Fund Investor Shares Vanguard · Mutual fund Index | $1.2M | 13.1% |
| Vanguard Total Stock Market Index Fund Investor Shares Vanguard · Mutual fund Index | $921K | 10.0% |
| Vanguard Small-Cap Index Fund Investor Shares Vanguard · Mutual fund Index | $407K | 4.4% |
| Vanguard Federal Money Market Fund Investor Shares Vanguard · Money market | $325K | 3.5% |
| Vanguard Total International Stock Index Fund Investor Shares Vanguard · Mutual fund Index | $222K | 2.4% |
| Vanguard Total Bond Market Index Fund Investor Shares Vanguard · Mutual fund Index | $145K | 1.6% |
| DFA Global Real Estate Fund Dimensional · Mutual fund | $75K | 0.8% |
| Vanguard Mid-Cap Index Fund Investor Shares Vanguard · Mutual fund Index | $62K | 0.7% |
| Vanguard Value Index Fund Investor Shares Vanguard · Mutual fund Index | $53K | 0.6% |
Covers 61,314 large plans that list their funds in their annual filing. Updated Nov 2, 2026. Shares describe these plans, not the whole market.
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor signed off without reservation. This is the cleanest opinion.