Filings through .
See peer percentile detail with Pro.
Pro shows the percentile for each metric against plans of the same size and industry. Free for 7 days, no card. Then $49 a month. Cancel any time.
| Provider | Service type | Compensation |
|---|---|---|
ADP BROKER-DEALER6 years Filed as: ADP, INC. Service code 15 · EIN 13-3036745 | Recordkeeping | $39,927 |
MERRILL LYNCH PIERCE FENNER & SMITH10+ years Service code 15 · EIN 13-5674085 | Recordkeeping | $14,644 |
ADP BROKER-DEALER11+ years Service code 49 · EIN 22-3319984 | Other Services | $0 |
7 funds of $250K or more; 26 lines in all, holding $4.9M of the plan's $5.0M. From the 2025 filing. Recordkeeper: ADP.
Target-date series: Nuveen Lifecycle Index, mutual fund, 36% of fund dollars
| Fund | Dollars | % of funds% |
|---|---|---|
| Nuveen Lifecycle Index TIAA (Nuveen) · Mutual fund Target-date, 9 vintages | $1.8M | 36.4% |
| Vanguard Federal Money Market Fund Investor Shares Vanguard · Money market | $729K | 15.0% |
| iShares S&P 500 Index Fund BlackRock · ETF Index | $496K | 10.2% |
| American Balanced Fund Class R-6 Capital Group · Mutual fund | $303K | 6.2% |
| ClearBridge Large Cap Growth Fund Franklin Templeton · Mutual fund | $275K | 5.6% |
| Invesco Diversified Dividend Fund Invesco · Mutual fund | $241K | 5.0% |
| American Beacon Small Cap Value Fund R5 Class American Beacon (Resolute) · Mutual fund | $207K | 4.2% |
| Allspring Special Mid Cap Value Fund Allspring · Mutual fund | $139K | 2.9% |
| NEW Perspective Fund Class R-6 Capital Group · Mutual fund | $134K | 2.8% |
| Vanguard Strategic Equity Fund Investor Shares Vanguard · Mutual fund | $128K | 2.6% |
No lineup changes between the 2024 and 2025 filings.
Stable value and insurance contract lines, renames and class changes are not counted.
Changes of at least $250K and 0.1% of the plan between the 2024 and 2025 filings. Values are year-end holdings, not money moved.
Covers 61,314 large plans that list their funds in their annual filing. Updated Nov 2, 2026. Shares describe these plans, not the whole market.
Annual investment return is in the bottom quintile of the peer cohort.
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
Fidelity bond coverage is below the ERISA section 412 10%-of-assets minimum (capped at $500,000).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.