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| Provider | Service type | Compensation |
|---|---|---|
HA&W WEALTH MANAGEMENT LLC10+ years Service code 15 · EIN 58-2484343 | Recordkeeping | $26,614 |
ADP BROKER-DEALER6 years Filed as: ADP, INC. Service code 15 · EIN 13-3036745 | Recordkeeping | $8,630 |
12 funds of $250K or more; 18 lines in all, holding $12.5M of the plan's $12.6M. From the 2025 filing. Recordkeeper: Ha&w Wealth Management.
Target-date series: American Funds Target Date, mutual fund, 3% of fund dollars
| Fund | Dollars | % of funds% |
|---|---|---|
| Vanguard Growth Index Fund Admiral Shares Vanguard · Mutual fund Index | $2.9M | 23.4% |
| Vanguard Wellesley Income Fund Admiral Shares Vanguard · Mutual fund | $2.8M | 22.1% |
| Voya Intermediate Bond Fund Class R6 Voya · Mutual fund | $989K | 7.9% |
| Put Dynamic Asset Alloc GR R6 Manager not matched · Mutual fund | $760K | 6.1% |
| VAN Strategic Equity - INV Vanguard · Other | $736K | 5.9% |
| Vanguard Small-Cap Index Fund Admiral Shares Vanguard · Mutual fund Index | $686K | 5.5% |
| Vanguard International Growth Fund Admiral Shares Vanguard · Mutual fund | $587K | 4.7% |
| Vanguard Federal Money Market Fund Investor Shares Vanguard · Money market | $484K | 3.9% |
| Amerfunds 2040 Targ Dateret R6 Manager not matched · Mutual fund | $467K | 3.8% |
| American Funds Target Date Capital Group · Mutual fund Target-date, 3 vintages | $413K | 3.3% |
Dropped 1 fund. Changed share class on 3 funds.
| Fund | Year-end value |
|---|---|
| Share class changeVanguard Growth Index Fund Investor Shares to Vanguard Growth Index Fund Admiral Shares | $2.4M to $2.9M |
| Share class changeVanguard Wellesley Income Fund Investor Shares to Vanguard Wellesley Income Fund Admiral Shares | $2.3M to $2.8M |
| DroppedVanguard Strategic Equity Fund Investor Shares | $899K |
Stable value and insurance contract lines, renames and class changes are not counted. Left out here: 2 renames.
Changes of at least $250K and 0.1% of the plan between the 2024 and 2025 filings. Values are year-end holdings, not money moved.
Covers 71,097 large plans that list their funds in their annual filing. Updated Nov 3, 2026. Shares describe these plans, not the whole market.
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
The auditor signed off without reservation. This is the cleanest opinion.