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| Provider | Service type | Compensation |
|---|---|---|
Filed as: MERRILL LYNCH PIERCE FENNER SMITH Service code 17 · EIN 13-5674085 1400 AMERICAN BLVD. BLDG #4 · PENNINGTON, NJ 08534 | Pension Consulting | $76,093 |
PRINCIPAL FINANCIAL GROUP3 years Filed as: PRINCIPAL LIFE INSURANCE COMPANY Service code 13 · EIN 42-0127290 | Contract Administrator | $52,855 |
Service code 13 · EIN 23-2773128 711 NORTH YORK ROAD, SUITE 200 · WILLOW GROVE, PA 19090 | Contract Administrator | $31,062 |
16 funds of $250K or more; 18 lines in all, holding $37.2M of the plan's $37.5M. From the 2025 filing. Recordkeeper: Principal.
| Fund | Dollars | % of funds% |
|---|---|---|
| Principal Fixed Income Guaranteed Option Principal · Insurance contract Recordkeeper's own fund | $6.6M | 17.7% |
| Vanguard Growth lndex Admiral Fund Vanguard · Mutual fund | $4.3M | 11.5% |
| Prin LgCp S&P 500 IndexSA-Z Pooled Separate Accounts Principal · Insurance contract IndexRecordkeeper's own fund | $3.7M | 10.1% |
| Vanguard Value IndexAdm Fund Mutual Funds Vanguard · Mutual fund | $3.7M | 9.8% |
| Vanguard Ttl Bd Mkt ldxAdm Fd Mutual Funds Vanguard · Mutual fund | $2.3M | 6.2% |
| Nuveen Intl Equity lndx R6 Mutual Funds TIAA (Nuveen) · Mutual fund | $2.3M | 6.1% |
| Vanguard Total Wld St ldxAdm Fd Mutual Funds Vanguard · Mutual fund | $2.2M | 6.0% |
| Vanguard EMG Mk Stk ldxAdm Fd Mutual Funds Vanguard · Mutual fund | $2.2M | 5.8% |
| Vanguard Hi-Yid Corp Adm Fund Mutual Funds Vanguard · Mutual fund | $2.1M | 5.6% |
| Vanguard Int-Tm Bd ldxAdm Fd Mutual Funds Vanguard · Mutual fund | $1.8M | 4.7% |
Added 3 funds, dropped 5 funds.
| Fund | Year-end value |
|---|---|
| AddedVanguard Value IndexAdm Fund Mutual Funds | $3.7M |
| DroppedVanguard Value Index Fund Admiral Shares | $3.4M |
| DroppedPrincipal Large Cap S&P 500 Index SA-Z | $3.2M |
Stable value and insurance contract lines, renames and class changes are not counted. Left out here: 4 renames.
Changes of at least $250K and 0.1% of the plan between the 2024 and 2025 filings. Values are year-end holdings, not money moved.
Covers 71,097 large plans that list their funds in their annual filing. Updated Nov 3, 2026. Shares describe these plans, not the whole market.
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor signed off without reservation. This is the cleanest opinion.